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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMA icon
3201
iShares MSCI Emerging Markets Asia ETF
EEMA
$856M
$7K ﹤0.01%
116
+1
+0.9% +$60
ENSG icon
3202
The Ensign Group
ENSG
$10.7B
$7K ﹤0.01%
76
– –
EPR icon
3203
EPR Properties
EPR
$4.63B
$7K ﹤0.01%
193
-110
-36% -$4.28K
FBK icon
3204
FB Financial Corp
FBK
$3.03B
$7K ﹤0.01%
217
-155
-42% -$6.21K
FBP icon
3205
First Bancorp
FBP
$4.41B
$7K ﹤0.01%
609
+53
+10% +$773
FORM icon
3206
FormFactor
FORM
$8.93B
$7K ﹤0.01%
355
-197
-36% -$4.59K
FSTR icon
3207
Foster
FSTR
$405M
$7K ﹤0.01%
+740
New +$7.5K
GIB icon
3208
CGI
GIB
$15.5B
$7K ﹤0.01%
83
-6
-7% -$494
GXC icon
3209
State Street SPDR S&P China ETF
GXC
$486M
$7K ﹤0.01%
89
+19
+27% +$1.38K
HAYW icon
3210
Hayward Holdings
HAYW
$3.3B
$7K ﹤0.01%
821
+1
+0.1% +$9
HCKT icon
3211
Hackett Group
HCKT
$285M
$7K ﹤0.01%
355
-216
-38% -$4.57K
HTZWW
3212
Hertz Global Holdings Warrants
HTZWW
$90.3M
$7K ﹤0.01%
1,017
+1
+0.1% +$9
IBRX icon
3213
ImmunityBio
IBRX
$7.91B
$7K ﹤0.01%
1,540
– –
IQ icon
3214
iQIYI
IQ
$1.34B
$7K ﹤0.01%
1,406
+227
+19% +$662
KF
3215
Korea Fund
KF
$243M
$7K ﹤0.01%
348
– –
KNCT icon
3216
Invesco Next Gen Connectivity ETF
KNCT
$160M
$7K ﹤0.01%
+100
New +$7.36K
LGI
3217
Lazard Global Total Return & Income Fund
LGI
$239M
$7K ﹤0.01%
509
+13
+3% +$188
LIND icon
3218
Lindblad Expeditions
LIND
$2.16B
$7K ﹤0.01%
1,000
– –
MBC icon
3219
MasterBrand
MBC
$1.82B
$7K ﹤0.01%
+1,015
New +$8.32K
MRC
3220
DELISTED
MRC Global
MRC
$7K ﹤0.01%
645
– –
NAT icon
3221
Nordic American Tanker
NAT
$1.35B
$7K ﹤0.01%
2,565
-232
-8% -$749
QGEN icon
3222
Qiagen
QGEN
$9.03B
$7K ﹤0.01%
159
+12
+8% +$592
ROAD icon
3223
Construction Partners
ROAD
$6.79B
$7K ﹤0.01%
270
-801
-75% -$23K
SITM icon
3224
SiTime
SITM
$21.1B
$7K ﹤0.01%
72
+53
+279% +$5.01K
TAGS icon
3225
Teucrium Agricultural Fund
TAGS
$19.4M
$7K ﹤0.01%
248
-25,101
-99% -$777K
127 128
129
130 131

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.