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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIF
3201
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$6K ﹤0.01%
494
+7
+1% +$94
LOCL.WS
3202
DELISTED
Local Bounti Corporation Every 13 warrants will be exercisable for one share of common stock at an exercise price of $149.50 per share of common stock
LOCL.WS
$6K ﹤0.01%
+10,020
New +$8.84K
FOCS
3203
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$6K ﹤0.01%
112
+51
+84% +$3.17K
APTV.PRA
3204
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$6K ﹤0.01%
+37
New +$6.91K
BRG
3205
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$6K ﹤0.01%
240
+3
+1% +$48
SMM
3206
DELISTED
Salient Midstream & MLP Fund
SMM
$6K ﹤0.01%
1,034
+11
+1% +$74
RTLR
3207
DELISTED
Rattler Midstream LP Common Units
RTLR
$6K ﹤0.01%
570
+13
+2% +$149
WBT
3208
DELISTED
Welbilt, Inc.
WBT
$6K ﹤0.01%
267
– –
PSTH
3209
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$6K ﹤0.01%
350
-15,848
-98% -$314K
TVTY
3210
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$6K ﹤0.01%
245
– –
ARNA
3211
DELISTED
Arena Pharmaceuticals Inc
ARNA
$6K ﹤0.01%
72
– –
ENV
3212
DELISTED
ENVESTNET, INC.
ENV
$6K ﹤0.01%
85
+54
+174% +$4.4K
AGIO icon
3213
Agios Pharmaceuticals
AGIO
$1.93B
$5K ﹤0.01%
+174
New +$7K
AMTX icon
3214
Aemetis
AMTX
$124M
$5K ﹤0.01%
437
– –
ASTS icon
3215
AST SpaceMobile
ASTS
$21.5B
$5K ﹤0.01%
700
– –
BFLY icon
3216
Butterfly Network
BFLY
$2.35B
$5K ﹤0.01%
750
-6,000
-89% -$52.8K
SRTA
3217
Strata Critical Medical Inc
SRTA
$512M
$5K ﹤0.01%
610
– –
BRKL
3218
DELISTED
Brookline Bancorp
BRKL
$5K ﹤0.01%
338
+19
+6% +$303
BV icon
3219
BrightView Holdings
BV
$1.07B
$5K ﹤0.01%
+396
New +$5.96K
CHRS icon
3220
Coherus Oncology
CHRS
$196M
$5K ﹤0.01%
335
-106
-24% -$1.85K
CHX
3221
DELISTED
ChampionX
CHX
$5K ﹤0.01%
293
+7
+2% +$165
CMRE icon
3222
Costamare
CMRE
$1.77B
$5K ﹤0.01%
403
– –
CNNE icon
3223
Cannae Holdings
CNNE
$649M
$5K ﹤0.01%
167
+11
+7% +$365
CRNT icon
3224
Ceragon Networks
CRNT
$201M
$5K ﹤0.01%
2,000
– –
DCTH icon
3225
Delcath Systems
DCTH
$524M
$5K ﹤0.01%
750
– –
127 128
129
130 131

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.