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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
3201
Graco
GGG
$13.5B
$4K ﹤0.01%
71
-111
-61% -$8.52K
GLNG icon
3202
Golar LNG
GLNG
$5.13B
$4K ﹤0.01%
350
– –
GOLF icon
3203
Acushnet Holdings
GOLF
$5.45B
$4K ﹤0.01%
+113
New +$5.74K
GPI icon
3204
Group 1 Automotive
GPI
$3.18B
$4K ﹤0.01%
25
– –
HOOK
3205
DELISTED
HOOKIPA Pharma
HOOK
$4K ﹤0.01%
82
-78
-49% -$5.66K
HRB icon
3206
H&R Block
HRB
$5.86B
$4K ﹤0.01%
175
-10
-5% -$249
ICFI icon
3207
ICF International
ICFI
$1.72B
$4K ﹤0.01%
50
– –
ICHR icon
3208
Ichor Holdings
ICHR
$2.56B
$4K ﹤0.01%
100
– –
IGOV icon
3209
iShares International Treasury Bond ETF
IGOV
$1.54B
$4K ﹤0.01%
97
– –
IMCG icon
3210
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.09B
$4K ﹤0.01%
60
– –
INVA icon
3211
Innoviva
INVA
$1.48B
$4K ﹤0.01%
+251
New +$3.75K
KC
3212
Kingsoft Cloud Holdings
KC
$3.69B
$4K ﹤0.01%
+150
New +$4.45K
LXP icon
3213
LXP Industrial Trust
LXP
$3.57B
$4K ﹤0.01%
71
– –
MHO icon
3214
M/I Homes
MHO
$3.84B
$4K ﹤0.01%
75
+18
+32% +$1.1K
MTX icon
3215
Minerals Technologies
MTX
$2.34B
$4K ﹤0.01%
61
+13
+27% +$992
MUJ icon
3216
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$4K ﹤0.01%
284
– –
MUR icon
3217
Murphy Oil
MUR
$4.78B
$4K ﹤0.01%
173
+129
+293% +$2.78K
NBHC icon
3218
National Bank Holdings
NBHC
$1.9B
$4K ﹤0.01%
100
– –
NEOG icon
3219
Neogen
NEOG
$2.5B
$4K ﹤0.01%
114
– –
NRC icon
3220
NRC Health Common Stock
NRC
$450M
$4K ﹤0.01%
+105
New +$5.29K
OLO
3221
DELISTED
Olo Inc
OLO
$4K ﹤0.01%
+140
New +$5K
PFSI icon
3222
PennyMac Financial
PFSI
$4.02B
$4K ﹤0.01%
+75
New +$4.76K
IFLN
3223
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$4K ﹤0.01%
207
– –
PIPR icon
3224
Piper Sandler
PIPR
$5.29B
$4K ﹤0.01%
120
– –
PST icon
3225
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$4K ﹤0.01%
250
– –
127 128
129
130 131

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.