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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVI icon
3201
Maravai LifeSciences
MRVI
$922M
$2K ﹤0.01%
+70
New +$2.71K
NEWT icon
3202
NewtekOne
NEWT
$432M
$2K ﹤0.01%
79
– –
NMR icon
3203
Nomura Holdings
NMR
$29B
$2K ﹤0.01%
533
-699
-57% -$3.76K
OTEX icon
3204
Open Text
OTEX
$6.21B
$2K ﹤0.01%
55
-50
-48% -$2.42K
PBD icon
3205
Invesco Global Clean Energy ETF
PBD
$189M
$2K ﹤0.01%
+70
New +$2.1K
PCG icon
3206
PG&E
PCG
$37.4B
$2K ﹤0.01%
200
-1,500
-88% -$16.1K
PKX icon
3207
POSCO
PKX
$17B
$2K ﹤0.01%
32
-92
-74% -$7.28K
PRIM icon
3208
Primoris Services
PRIM
$4.32B
$2K ﹤0.01%
+100
New +$3.23K
PRPL icon
3209
Purple Innovation
PRPL
$39.3M
$2K ﹤0.01%
3
– –
PSCF icon
3210
Invesco S&P SmallCap Financials ETF
PSCF
$27.5M
$2K ﹤0.01%
50
– –
PSO icon
3211
Pearson
PSO
$9.97B
$2K ﹤0.01%
195
– –
RDWR icon
3212
Radware
RDWR
$1.17B
$2K ﹤0.01%
95
-189
-67% -$5.45K
RIG icon
3213
Transocean
RIG
$5.71B
$2K ﹤0.01%
717
+369
+106% +$1.4K
SHO icon
3214
Sunstone Hotel Investors
SHO
$2.1B
$2K ﹤0.01%
177
-1,940
-92% -$24.7K
SMMV icon
3215
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$2K ﹤0.01%
+70
New +$2.65K
SR icon
3216
Spire
SR
$4.78B
$2K ﹤0.01%
33
-114
-78% -$8.49K
STNG icon
3217
Scorpio Tankers
STNG
$3.83B
$2K ﹤0.01%
126
– –
SXC icon
3218
SunCoke Energy
SXC
$815M
$2K ﹤0.01%
324
-410
-56% -$2.92K
TCRT icon
3219
Alaunos Therapeutics
TCRT
$4.86M
$2K ﹤0.01%
7
– –
TRIB
3220
Trinity Biotech
TRIB
$7.86M
$2K ﹤0.01%
+6
New +$3K
TTI icon
3221
TETRA Technologies
TTI
$1.27B
$2K ﹤0.01%
632
– –
TW icon
3222
Tradeweb Markets
TW
$21.8B
$2K ﹤0.01%
+25
New +$2.04K
VBTX
3223
DELISTED
Veritex Holdings
VBTX
$2K ﹤0.01%
61
+26
+74% +$909
VPG icon
3224
Vishay Precision Group
VPG
$906M
$2K ﹤0.01%
71
– –
CSA
3225
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$2K ﹤0.01%
35
-105
-75% -$6.83K
127 128
129
130 131

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.