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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACB icon
3176
Pacific Biosciences
PACB
$354M
$8K ﹤0.01%
1,018
+527
+107% +$4.54K
PBD icon
3177
Invesco Global Clean Energy ETF
PBD
$191M
$8K ﹤0.01%
473
+7
+2% +$136
PSCE icon
3178
Invesco S&P SmallCap Energy ETF
PSCE
$102M
$8K ﹤0.01%
173
+1
+0.6% +$52
PXI icon
3179
Invesco Dorsey Wright Energy Momentum ETF
PXI
$52.8M
$8K ﹤0.01%
206
+2
+1% +$92
SHYF
3180
DELISTED
The Shyft Group
SHYF
$8K ﹤0.01%
340
+130
+62% +$3.02K
SPSC icon
3181
SPS Commerce
SPSC
$2.68B
$8K ﹤0.01%
67
-185
-73% -$23.8K
TWN
3182
Taiwan Fund
TWN
$529M
$8K ﹤0.01%
368
– –
VERI icon
3183
Veritone
VERI
$134M
$8K ﹤0.01%
1,588
+1,500
+1,705% +$9.62K
VUZI icon
3184
Vuzix
VUZI
$225M
$8K ﹤0.01%
2,285
– –
WNDY
3185
DELISTED
Global X Wind Energy ETF
WNDY
$8K ﹤0.01%
500
– –
HTLF
3186
DELISTED
Heartland Financial USA, Inc.
HTLF
$8K ﹤0.01%
191
-86
-31% -$4.07K
HOLI
3187
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$8K ﹤0.01%
514
+478
+1,328% +$7.96K
VLTA
3188
DELISTED
Volta Inc.
VLTA
$8K ﹤0.01%
25,106
+19,500
+348% +$14.8K
AVNS
3189
DELISTED
Avanos Medical
AVNS
$7K ﹤0.01%
264
-288
-52% -$7.04K
BANC icon
3190
Banc of California
BANC
$2.98B
$7K ﹤0.01%
485
-31
-6% -$506
BLDP
3191
Ballard Power Systems
BLDP
$766M
$7K ﹤0.01%
1,600
– –
BW icon
3192
Babcock & Wilcox
BW
$1.35B
$7K ﹤0.01%
1,363
-129
-9% -$704
CGCP icon
3193
Capital Group Core Plus Income ETF
CGCP
$8.49B
$7K ﹤0.01%
+321
New +$7.12K
CHH icon
3194
Choice Hotels
CHH
$4.64B
$7K ﹤0.01%
66
-10
-13% -$1.2K
CHT icon
3195
Chunghwa Telecom
CHT
$32.8B
$7K ﹤0.01%
198
-593
-75% -$20.8K
CLNE icon
3196
Clean Energy Fuels
CLNE
$346M
$7K ﹤0.01%
1,500
+1,210
+417% +$7.43K
CVE icon
3197
Cenovus Energy
CVE
$54.7B
$7K ﹤0.01%
414
– –
DAVA icon
3198
Endava
DAVA
$158M
$7K ﹤0.01%
103
-104
-50% -$7.73K
EB
3199
DELISTED
Eventbrite
EB
$7K ﹤0.01%
1,336
– –
ECOR icon
3200
electroCore
ECOR
$75.8M
$7K ﹤0.01%
1,947
-2
-0.1% -$9
126 127
128
129 130

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.