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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHC icon
3176
Graham Holdings Company
GHC
$5.02B
$6K ﹤0.01%
+10
New +$5.89K
HTLD icon
3177
Heartland Express
HTLD
$956M
$6K ﹤0.01%
376
+38
+11% +$637
IHD
3178
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$6K ﹤0.01%
895
+22
+3% +$160
INVZ icon
3179
Innoviz Technologies
INVZ
$112M
$6K ﹤0.01%
+1,000
New +$5.73K
LESL icon
3180
Leslie's
LESL
$11M
$6K ﹤0.01%
+14
New +$6.04K
BGDE
3181
Big Digital Energy Inc
BGDE
$32M
$6K ﹤0.01%
8
– –
MRC
3182
DELISTED
MRC Global
MRC
$6K ﹤0.01%
923
-150
-14% -$1.17K
MSEX icon
3183
Middlesex Water
MSEX
$1.1B
$6K ﹤0.01%
53
– –
NTGR icon
3184
NETGEAR
NTGR
$635M
$6K ﹤0.01%
209
+147
+237% +$4.38K
OEC icon
3185
Orion
OEC
$409M
$6K ﹤0.01%
357
– –
PKX icon
3186
POSCO
PKX
$17.5B
$6K ﹤0.01%
116
-347
-75% -$21.6K
PRTS icon
3187
CarParts.com
PRTS
$54.7M
$6K ﹤0.01%
61
– –
PTH icon
3188
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
$6K ﹤0.01%
117
– –
PXI icon
3189
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
$6K ﹤0.01%
+200
New +$6.48K
SPLB icon
3190
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$6K ﹤0.01%
219
+100
+84% +$3.16K
SPXC icon
3191
SPX Corp
SPXC
$10.8B
$6K ﹤0.01%
112
– –
TBPH icon
3192
Theravance Biopharma
TBPH
$877M
$6K ﹤0.01%
+625
New +$5.45K
TGTX icon
3193
TG Therapeutics
TGTX
$7.62B
$6K ﹤0.01%
317
-1,983
-86% -$51.5K
TNK icon
3194
Teekay Tankers
TNK
$2.68B
$6K ﹤0.01%
625
– –
TPYP icon
3195
Tortoise North American Pipeline ETF
TPYP
$852M
$6K ﹤0.01%
312
– –
UUP icon
3196
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$6K ﹤0.01%
267
– –
VAC icon
3197
Marriott Vacations Worldwide
VAC
$4.25B
$6K ﹤0.01%
39
+1
+3% +$161
VET icon
3198
Vermilion Energy
VET
$1.66B
$6K ﹤0.01%
493
– –
SMC
3199
Summit Midstream
SMC
$419M
$6K ﹤0.01%
315
– –
QQQN
3200
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$6K ﹤0.01%
188
-208
-53% -$7.13K
126 127
128
129 130

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.