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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOSL icon
3176
Alpha and Omega Semiconductor
AOSL
$1.08B
$4K ﹤0.01%
140
– –
ASIX icon
3177
AdvanSix
ASIX
$444M
$4K ﹤0.01%
101
+11
+12% +$378
AZUL
3178
DELISTED
Azul
AZUL
$4K ﹤0.01%
200
-200
-50% -$4.38K
BAP icon
3179
Credicorp
BAP
$30.7B
$4K ﹤0.01%
+49
New +$5.34K
BKT icon
3180
BlackRock Income Trust
BKT
$341M
$4K ﹤0.01%
+236
New +$4.51K
BRKL
3181
DELISTED
Brookline Bancorp
BRKL
$4K ﹤0.01%
319
– –
BRKR icon
3182
Bruker
BRKR
$8.14B
$4K ﹤0.01%
57
+40
+235% +$3.33K
CASH icon
3183
Pathward Financial
CASH
$1.8B
$4K ﹤0.01%
91
+55
+153% +$2.74K
CENTA icon
3184
Central Garden & Pet Co Class A
CENTA
$2.44B
$4K ﹤0.01%
135
+50
+59% +$1.73K
CGNT icon
3185
Cognyte Software
CGNT
$680M
$4K ﹤0.01%
239
– –
CHT icon
3186
Chunghwa Telecom
CHT
$33B
$4K ﹤0.01%
126
-8
-6% -$327
CIO
3187
DELISTED
City Office REIT
CIO
$4K ﹤0.01%
+233
New +$3.39K
CNNE icon
3188
Cannae Holdings
CNNE
$649M
$4K ﹤0.01%
156
+71
+84% +$2.29K
CORN icon
3189
Teucrium Corn Fund
CORN
$168M
$4K ﹤0.01%
200
– –
CPRI icon
3190
Capri Holdings
CPRI
$1.74B
$4K ﹤0.01%
103
– –
CVBF icon
3191
CVB Financial
CVBF
$3.99B
$4K ﹤0.01%
219
+2
+0.9% +$39
DBI icon
3192
Designer Brands
DBI
$333M
$4K ﹤0.01%
334
– –
DMF
3193
DELISTED
BNY Mellon Municipal Income
DMF
$4K ﹤0.01%
+500
New +$4.76K
DX
3194
Dynex Capital
DX
$3.21B
$4K ﹤0.01%
+234
New +$4.14K
EDOW icon
3195
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$4K ﹤0.01%
159
– –
ESE icon
3196
ESCO Technologies
ESE
$7.92B
$4K ﹤0.01%
64
+5
+8% +$442
FFWM
3197
DELISTED
First Foundation Inc
FFWM
$4K ﹤0.01%
+188
New +$4.49K
FIZZ icon
3198
National Beverage
FIZZ
$3.01B
$4K ﹤0.01%
93
-46
-33% -$2.14K
FSP
3199
Franklin Street Properties
FSP
$46.8M
$4K ﹤0.01%
1,009
+399
+65% +$1.95K
FTCI icon
3200
FTC Solar
FTCI
$44.9M
$4K ﹤0.01%
60
– –
126 127
128
129 130

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.