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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
3151
Cable One
CABO
$203M
$8K ﹤0.01%
13
-8
-38% -$5.96K
CFO icon
3152
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$426M
$8K ﹤0.01%
129
– –
CLVT icon
3153
Clarivate
CLVT
$1.21B
$8K ﹤0.01%
1,129
-56
-5% -$526
COKE icon
3154
Coca-Cola Consolidated
COKE
$12.4B
$8K ﹤0.01%
170
– –
CSV icon
3155
Carriage Services
CSV
$551M
$8K ﹤0.01%
320
-630
-66% -$17.1K
CXM icon
3156
Sprinklr
CXM
$1.63B
$8K ﹤0.01%
1,062
– –
DB icon
3157
Deutsche Bank
DB
$71.9B
$8K ﹤0.01%
781
-33
-4% -$326
E icon
3158
ENI
E
$79.4B
$8K ﹤0.01%
333
+10
+3% +$270
EBIZ icon
3159
Global X E-commerce ETF
EBIZ
$29.4M
$8K ﹤0.01%
531
+24
+5% +$383
EGHT icon
3160
8x8 Inc
EGHT
$325M
$8K ﹤0.01%
+2,000
New +$8.04K
ESAB icon
3161
ESAB
ESAB
$5.39B
$8K ﹤0.01%
176
-141
-44% -$5.9K
FOF icon
3162
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$8K ﹤0.01%
825
– –
FROG icon
3163
JFrog
FROG
$10.9B
$8K ﹤0.01%
421
+322
+325% +$7.32K
FSS icon
3164
Federal Signal
FSS
$7.74B
$8K ﹤0.01%
179
– –
FTHI icon
3165
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.45B
$8K ﹤0.01%
417
+8
+2% +$156
FUL icon
3166
H.B. Fuller
FUL
$3.26B
$8K ﹤0.01%
120
-83
-41% -$5.99K
IDLV icon
3167
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$8K ﹤0.01%
315
– –
INSM icon
3168
Insmed
INSM
$29.4B
$8K ﹤0.01%
430
+307
+250% +$5.93K
IPAR icon
3169
Interparfums
IPAR
$3.78B
$8K ﹤0.01%
87
– –
IRBT
3170
DELISTED
iRobot
IRBT
$8K ﹤0.01%
185
-204
-52% -$10.8K
JMIA
3171
Jumia Technologies
JMIA
$739M
$8K ﹤0.01%
2,659
+1,260
+90% +$5.68K
JOET icon
3172
Virtus Terranova US Quality Momentum ETF
JOET
$251M
$8K ﹤0.01%
+300
New +$8.06K
KALV
3173
DELISTED
KalVista Pharmaceuticals
KALV
$8K ﹤0.01%
1,323
– –
LMND icon
3174
Lemonade
LMND
$4.08B
$8K ﹤0.01%
604
– –
MRAM icon
3175
Everspin Technologies
MRAM
$394M
$8K ﹤0.01%
1,500
– –
125 126
127
128 129

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.