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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCDX
3151
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
$7K ﹤0.01%
331
+61
+23% +$1.2K
NBO
3152
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$7K ﹤0.01%
555
– –
AHRT
3153
AH Realty Trust
AHRT
$517M
$6K ﹤0.01%
+407
New +$5.86K
AIR icon
3154
AAR Corp
AIR
$5.76B
$6K ﹤0.01%
177
– –
AROC icon
3155
Archrock
AROC
$5.8B
$6K ﹤0.01%
845
-1,735
-67% -$14K
ATR icon
3156
AptarGroup
ATR
$8.61B
$6K ﹤0.01%
51
-9
-15% -$1.12K
BANR icon
3157
Banner Corp
BANR
$2.4B
$6K ﹤0.01%
108
– –
BHF icon
3158
Brighthouse Financial
BHF
$3.5B
$6K ﹤0.01%
134
-6
-4% -$307
BTO
3159
John Hancock Financial Opportunities Fund
BTO
$803M
$6K ﹤0.01%
142
– –
BYRN icon
3160
Byrna Technologies
BYRN
$101M
$6K ﹤0.01%
500
– –
CBZ icon
3161
CBIZ
CBZ
$2.96B
$6K ﹤0.01%
168
-25
-13% -$932
CCOI icon
3162
Cogent Communications
CCOI
$508M
$6K ﹤0.01%
93
-5
-5% -$376
CII icon
3163
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$6K ﹤0.01%
300
– –
CLNN icon
3164
Clene
CLNN
$67.5M
$6K ﹤0.01%
75
+25
+50% +$2.67K
CVM icon
3165
CEL-SCI Corp
CVM
$30.1M
$6K ﹤0.01%
32
– –
ECC
3166
Eagle Point Credit Company
ECC
$513M
$6K ﹤0.01%
476
– –
ECH icon
3167
iShares MSCI Chile ETF
ECH
$1.06B
$6K ﹤0.01%
300
– –
EFSC icon
3168
Enterprise Financial Services Corp
EFSC
$2.39B
$6K ﹤0.01%
143
+103
+258% +$4.92K
EOLS icon
3169
Evolus
EOLS
$501M
$6K ﹤0.01%
1,000
– –
ESTA icon
3170
Establishment Labs
ESTA
$2.28B
$6K ﹤0.01%
+91
New +$6.36K
FCPT icon
3171
Four Corners Property Trust
FCPT
$2.75B
$6K ﹤0.01%
254
-31
-11% -$881
FFIN icon
3172
First Financial Bankshares
FFIN
$4.97B
$6K ﹤0.01%
127
+46
+57% +$2.34K
FLS icon
3173
Flowserve
FLS
$10.2B
$6K ﹤0.01%
225
-67
-23% -$2.21K
FOUR icon
3174
Shift4
FOUR
$3.26B
$6K ﹤0.01%
105
– –
GGRW icon
3175
Gabelli Growth Innovators ETF
GGRW
$7.7M
$6K ﹤0.01%
230
– –
125 126
127
128 129

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.