We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNDM
3151
Nano Dimension
NNDM
$343M
$5K ﹤0.01%
998
+14
+1% +$88
NSIT icon
3152
Insight Enterprises
NSIT
$4.38B
$5K ﹤0.01%
62
+43
+226% +$4.17K
OC icon
3153
Owens Corning
OC
$12.4B
$5K ﹤0.01%
69
-21
-23% -$1.98K
OFLX icon
3154
Omega Flex
OFLX
$312M
$5K ﹤0.01%
+38
New +$5.76K
OXM icon
3155
Oxford Industries
OXM
$552M
$5K ﹤0.01%
62
+11
+22% +$1K
PICB icon
3156
Invesco International Corporate Bond ETF
PICB
$362M
$5K ﹤0.01%
192
+28
+17% +$815
PRLB icon
3157
Protolabs
PRLB
$2.13B
$5K ﹤0.01%
80
-171
-68% -$13.4K
PTEN icon
3158
Patterson-UTI
PTEN
$3.76B
$5K ﹤0.01%
600
+112
+23% +$907
ROCK icon
3159
Gibraltar Industries
ROCK
$1.49B
$5K ﹤0.01%
85
– –
SMLV icon
3160
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$5K ﹤0.01%
+50
New +$5.63K
SPXC icon
3161
SPX Corp
SPXC
$10.8B
$5K ﹤0.01%
112
– –
TROX icon
3162
Tronox
TROX
$1.04B
$5K ﹤0.01%
220
+82
+59% +$1.68K
WW
3163
DELISTED
WW International
WW
$5K ﹤0.01%
306
+6
+2% +$157
TXNM
3164
TXNM Energy Inc
TXNM
$5.94B
$5K ﹤0.01%
101
+1
+1% +$49
TCS
3165
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$5K ﹤0.01%
37
– –
SLAMW
3166
DELISTED
Slam Corp. warrant
SLAMW
$5K ﹤0.01%
+5,625
New +$6.02K
VWE
3167
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$5K ﹤0.01%
+500
New +$5.22K
ERF
3168
DELISTED
Enerplus Corporation
ERF
$5K ﹤0.01%
712
– –
HEWC
3169
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
$5K ﹤0.01%
168
– –
AVYA
3170
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$5K ﹤0.01%
+260
New +$5.74K
TPGY
3171
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$5K ﹤0.01%
500
– –
TVTY
3172
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$5K ﹤0.01%
245
+224
+1,067% +$5.32K
ATH
3173
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$5K ﹤0.01%
+74
New +$4.92K
DRNA
3174
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$5K ﹤0.01%
280
+105
+60% +$2.9K
AMWD
3175
DELISTED
American Woodmark
AMWD
$4K ﹤0.01%
72
– –
125 126
127
128 129

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.