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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAW icon
3151
Traws Pharma
TRAW
$8.21M
$3K ﹤0.01%
23
– –
TUP
3152
DELISTED
Tupperware Brands Corporation
TUP
$3K ﹤0.01%
133
– –
CHS
3153
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
500
– –
AJRD
3154
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$3K ﹤0.01%
70
-50
-42% -$2.4K
NYMX
3155
DELISTED
Nymox Pharmaceutical Corp
NYMX
$3K ﹤0.01%
2,000
– –
XM
3156
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$3K ﹤0.01%
+100
New +$3.51K
XLRN
3157
DELISTED
Acceleron Pharma
XLRN
$3K ﹤0.01%
29
– –
TRIL
3158
DELISTED
Trillium Therapeutics Inc.
TRIL
$3K ﹤0.01%
382
– –
FBC
3159
DELISTED
Flagstar Bancorp, Inc. New
FBC
$3K ﹤0.01%
72
-143
-67% -$6.46K
KNL
3160
DELISTED
Knoll, Inc.
KNL
$3K ﹤0.01%
126
– –
EBIX
3161
DELISTED
Ebix Inc
EBIX
$3K ﹤0.01%
100
-575
-85% -$17.8K
GRA
3162
DELISTED
W.R. Grace & Co.
GRA
$3K ﹤0.01%
+54
New +$3.64K
ENV
3163
DELISTED
ENVESTNET, INC.
ENV
$3K ﹤0.01%
50
– –
GAB.RT
3164
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
$3K ﹤0.01%
+28,420
New +$3.3K
AAT
3165
American Assets Trust
AAT
$1.38B
$2K ﹤0.01%
66
– –
ADT icon
3166
ADT
ADT
$5.59B
$2K ﹤0.01%
+223
New +$2.24K
AEIS icon
3167
Advanced Energy
AEIS
$13B
$2K ﹤0.01%
23
– –
EFOR
3168
Everforth Inc
EFOR
$1.29B
$2K ﹤0.01%
28
+8
+40% +$817
ASIX icon
3169
AdvanSix
ASIX
$543M
$2K ﹤0.01%
90
+11
+14% +$330
ATEN icon
3170
A10 Networks
ATEN
$1.99B
$2K ﹤0.01%
+200
New +$1.94K
ATKR icon
3171
Atkore
ATKR
$3.16B
$2K ﹤0.01%
38
+14
+58% +$1.07K
AVNS
3172
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
60
+3
+5% +$124
BWA icon
3173
BorgWarner
BWA
$13.4B
$2K ﹤0.01%
49
-38
-44% -$1.67K
CHH icon
3174
Choice Hotels
CHH
$4.94B
$2K ﹤0.01%
18
– –
CNMD icon
3175
CONMED
CNMD
$1.49B
$2K ﹤0.01%
15
+6
+67% +$821
125 126
127
128 129

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.