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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONCY
3126
Oncolytics Biotech
ONCY
$96M
$9K ﹤0.01%
5,540
– –
PCF
3127
High Income Securities Fund
PCF
$101M
$9K ﹤0.01%
1,500
– –
PXE icon
3128
Invesco Energy Exploration & Production ETF
PXE
$84M
$9K ﹤0.01%
312
+4
+1% +$127
R icon
3129
Ryder
R
$10B
$9K ﹤0.01%
121
-23
-16% -$1.93K
RBC icon
3130
RBC Bearings
RBC
$17.6B
$9K ﹤0.01%
45
-149
-77% -$34K
SABA
3131
Saba Capital Income & Opportunities Fund II
SABA
$223M
$9K ﹤0.01%
1,042
+21
+2% +$176
SAN icon
3132
Banco Santander
SAN
$209B
$9K ﹤0.01%
3,487
-2,839
-45% -$7.75K
TEX icon
3133
Terex
TEX
$7.57B
$9K ﹤0.01%
215
– –
THRY icon
3134
Thryv Holdings
THRY
$97.3M
$9K ﹤0.01%
499
+26
+5% +$507
USPH icon
3135
US Physical Therapy
USPH
$1.24B
$9K ﹤0.01%
125
+14
+13% +$1.17K
WPP icon
3136
WPP
WPP
$5.72B
$9K ﹤0.01%
222
-42
-16% -$2K
EGRX
3137
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$9K ﹤0.01%
330
+285
+633% +$9.06K
CACG
3138
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$9K ﹤0.01%
278
– –
KKR.PRC
3139
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$9K ﹤0.01%
173
-327
-65% -$19.7K
IAA
3140
DELISTED
IAA, Inc. Common Stock
IAA
$9K ﹤0.01%
229
+94
+70% +$3.54K
HSKA
3141
DELISTED
Heska Corp
HSKA
$9K ﹤0.01%
150
– –
AGRO icon
3142
Adecoagro
AGRO
$1.39B
$8K ﹤0.01%
+1,000
New +$8.18K
AIQ icon
3143
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$8K ﹤0.01%
400
– –
AMC icon
3144
AMC Entertainment Holdings
AMC
$2.18B
$8K ﹤0.01%
214
– –
APLS
3145
DELISTED
Apellis Pharmaceuticals
APLS
$8K ﹤0.01%
167
+135
+422% +$7.16K
ASO icon
3146
Academy Sports + Outdoors
ASO
$3.03B
$8K ﹤0.01%
167
-273
-62% -$13K
ASTS icon
3147
AST SpaceMobile
ASTS
$20.7B
$8K ﹤0.01%
1,700
+390
+30% +$2.35K
ATI icon
3148
ATI
ATI
$31.2B
$8K ﹤0.01%
290
-2
-0.7% -$59
BNGO icon
3149
Bionano Genomics
BNGO
$13.3M
$8K ﹤0.01%
10
+3
+43% +$3.77K
BUZZ icon
3150
VanEck Social Sentiment ETF
BUZZ
$98.7M
$8K ﹤0.01%
700
– –
124 125
126
127 128

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.