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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOPE icon
3126
Grand Canyon Education
LOPE
$3.98B
$7K ﹤0.01%
91
-58
-39% -$4.78K
MKSI icon
3127
MKS Inc
MKSI
$20.6B
$7K ﹤0.01%
55
+13
+31% +$2.03K
MLPX icon
3128
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
$7K ﹤0.01%
216
– –
MRTN icon
3129
Marten Transport
MRTN
$1.22B
$7K ﹤0.01%
459
-114
-20% -$1.89K
NE icon
3130
Noble Corp
NE
$6.51B
$7K ﹤0.01%
301
– –
NOVA
3131
DELISTED
Sunnova Energy
NOVA
$7K ﹤0.01%
266
-7,890
-97% -$284K
NVRI icon
3132
Enviri
NVRI
$620M
$7K ﹤0.01%
447
+50
+13% +$806
OGIG icon
3133
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$7K ﹤0.01%
150
– –
OLPX
3134
DELISTED
Olaplex Holdings
OLPX
$7K ﹤0.01%
262
+162
+162% +$4.3K
ONCY
3135
Oncolytics Biotech
ONCY
$95.8M
$7K ﹤0.01%
5,540
– –
PSMT icon
3136
Pricesmart
PSMT
$5.46B
$7K ﹤0.01%
100
-32
-24% -$2.4K
RNRG icon
3137
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$7K ﹤0.01%
167
– –
SLG icon
3138
SL Green Realty
SLG
$3.99B
$7K ﹤0.01%
101
+36
+55% +$2.65K
TEF
3139
DELISTED
Telefonica
TEF
$7K ﹤0.01%
1,918
-74
-4% -$309
TFIN icon
3140
Triumph Financial Inc
TFIN
$1.82B
$7K ﹤0.01%
+65
New +$7.79K
TX icon
3141
Ternium
TX
$10.6B
$7K ﹤0.01%
175
-184
-51% -$7.73K
UAN icon
3142
CVR Partners
UAN
$1.34B
$7K ﹤0.01%
90
– –
GGRP
3143
Glimpse Group
GGRP
$18.7M
$7K ﹤0.01%
+800
New +$8.8K
VVOS icon
3144
Vivos Therapeutics
VVOS
$4.5M
$7K ﹤0.01%
140
– –
FFAI
3145
Faraday Future Intelligent Electric
FFAI
$10.5M
– –
0
– –
MFD
3146
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$7K ﹤0.01%
818
+16
+2% +$154
ERF
3147
DELISTED
Enerplus Corporation
ERF
$7K ﹤0.01%
712
– –
RPT
3148
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$7K ﹤0.01%
572
+555
+3,265% +$7.47K
CTT
3149
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$7K ﹤0.01%
811
– –
NP
3150
DELISTED
Neenah, Inc. Common Stock
NP
$7K ﹤0.01%
172
-44
-20% -$2.16K
124 125
126
127 128

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.