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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHM icon
3126
Autohome
ATHM
$2.62B
$5K ﹤0.01%
108
+102
+1,700% +$4.82K
BANR icon
3127
Banner Corp
BANR
$2.4B
$5K ﹤0.01%
108
– –
BIBL icon
3128
Inspire 100 ETF
BIBL
$495M
$5K ﹤0.01%
+120
New +$5.27K
CATY icon
3129
Cathay General Bancorp
CATY
$4.24B
$5K ﹤0.01%
164
+83
+102% +$3.24K
COMB icon
3130
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$148M
$5K ﹤0.01%
190
– –
ECON icon
3131
Columbia Emerging Markets Consumer ETF
ECON
$337M
$5K ﹤0.01%
226
– –
EELV icon
3132
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$5K ﹤0.01%
214
– –
EIS icon
3133
iShares MSCI Israel ETF
EIS
$909M
$5K ﹤0.01%
+75
New +$5.31K
ELD icon
3134
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$5K ﹤0.01%
170
+26
+18% +$834
EQX icon
3135
Equinox Gold
EQX
$13.5B
$5K ﹤0.01%
+799
New +$5.38K
ESRT icon
3136
Empire State Realty Trust
ESRT
$836M
$5K ﹤0.01%
542
+1
+0.2% +$11
EUDV icon
3137
ProShares MSCI Europe Dividend Growers ETF
EUDV
$8.64M
$5K ﹤0.01%
+100
New +$5.47K
FCEL icon
3138
FuelCell Energy
FCEL
$1.63B
$5K ﹤0.01%
27
+20
+286% +$3.97K
FUL icon
3139
H.B. Fuller
FUL
$3.28B
$5K ﹤0.01%
94
+20
+27% +$1.3K
GGRW icon
3140
Gabelli Growth Innovators ETF
GGRW
$7.7M
$5K ﹤0.01%
230
– –
GKOS icon
3141
Glaukos
GKOS
$10.6B
$5K ﹤0.01%
105
+1
+1% +$55
HTLD icon
3142
Heartland Express
HTLD
$956M
$5K ﹤0.01%
338
– –
IGLB icon
3143
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$5K ﹤0.01%
81
-490
-86% -$34.8K
INDB icon
3144
Independent Bank
INDB
$3.97B
$5K ﹤0.01%
73
– –
KRG icon
3145
Kite Realty
KRG
$5.36B
$5K ﹤0.01%
246
– –
MKSI icon
3146
MKS Inc
MKSI
$20.6B
$5K ﹤0.01%
42
+19
+83% +$2.92K
MMS icon
3147
Maximus
MMS
$3.1B
$5K ﹤0.01%
+62
New +$5.31K
DFTX
3148
Definium Therapeutics
DFTX
$6.12B
$5K ﹤0.01%
149
-10
-6% -$432
MSEX icon
3149
Middlesex Water
MSEX
$1.1B
$5K ﹤0.01%
+53
New +$5.44K
NMR icon
3150
Nomura Holdings
NMR
$29.1B
$5K ﹤0.01%
1,204
+671
+126% +$3.35K
124 125
126
127 128

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.