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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PB icon
3126
Prosperity Bancshares
PB
$8.89B
$1K ﹤0.01%
24
– –
PDM
3127
Piedmont Realty Trust
PDM
$1.19B
$1K ﹤0.01%
99
– –
PGNY icon
3128
Progyny
PGNY
$2.2B
$1K ﹤0.01%
30
– –
PHUN icon
3129
Phunware
PHUN
$43.6M
$1K ﹤0.01%
20
– –
PLOW icon
3130
Douglas Dynamics
PLOW
$1.02B
$1K ﹤0.01%
+23
New +$1.06K
RPD icon
3131
Rapid7
RPD
$773M
$1K ﹤0.01%
14
-38
-73% -$3.16K
SBCF icon
3132
Seacoast Banking Corp of Florida
SBCF
$3.35B
$1K ﹤0.01%
32
-93
-74% -$3.24K
SFL icon
3133
SFL Corp
SFL
$1.61B
$1K ﹤0.01%
241
-6,759
-97% -$50.1K
SKY icon
3134
Champion Homes
SKY
$5.14B
$1K ﹤0.01%
30
+4
+15% +$161
SPMD icon
3135
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$1K ﹤0.01%
25
+14
+127% +$614
STRA icon
3136
Strategic Education
STRA
$1.92B
$1K ﹤0.01%
+19
New +$1.7K
SUSA icon
3137
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$1K ﹤0.01%
+21
New +$1.79K
TTI icon
3138
TETRA Technologies
TTI
$1.26B
$1K ﹤0.01%
632
-1,084
-63% -$2.33K
VBTX
3139
DELISTED
Veritex Holdings
VBTX
$1K ﹤0.01%
35
-109
-76% -$3.21K
WDFC icon
3140
WD-40
WDFC
$3.15B
$1K ﹤0.01%
+6
New +$1.82K
WING icon
3141
Wingstop
WING
$3.18B
$1K ﹤0.01%
+9
New +$1.26K
ZTO icon
3142
ZTO Express
ZTO
$17.9B
$1K ﹤0.01%
66
-54,257
-100% -$1.77M
ZUO
3143
DELISTED
Zuora, Inc.
ZUO
$1K ﹤0.01%
+100
New +$1.49K
NDP
3144
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1K ﹤0.01%
106
– –
NTG
3145
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1K ﹤0.01%
62
– –
FUV
3146
DELISTED
Arcimoto, Inc. Common Stock
FUV
$1K ﹤0.01%
+4
New +$1.59K
NEPT
3147
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$1K ﹤0.01%
1
– –
CHS
3148
DELISTED
Chicos FAS, Inc.
CHS
$1K ﹤0.01%
500
– –
BTWN
3149
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$1K ﹤0.01%
128
– –
SYNH
3150
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$1K ﹤0.01%
18
– –
124 125
126
127 128

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.