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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVGO icon
3101
EVgo
EVGO
$224M
$9K ﹤0.01%
2,200
+600
+38% +$3.88K
FPH icon
3102
Five Point Holdings
FPH
$376M
$9K ﹤0.01%
4,000
– –
HIMS icon
3103
Hims & Hers Health
HIMS
$7.35B
$9K ﹤0.01%
1,500
– –
HLNE icon
3104
Hamilton Lane
HLNE
$5.53B
$9K ﹤0.01%
149
-141
-49% -$9.38K
HPI
3105
John Hancock Preferred Income Fund
HPI
$433M
$9K ﹤0.01%
570
+17
+3% +$271
HRB icon
3106
H&R Block
HRB
$5.82B
$9K ﹤0.01%
252
+60
+31% +$2.44K
HTD
3107
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$9K ﹤0.01%
399
– –
HURC icon
3108
Hurco Companies Inc
HURC
$141M
$9K ﹤0.01%
+377
New +$9.35K
IMCG icon
3109
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$9K ﹤0.01%
185
+125
+208% +$6.73K
IMCR icon
3110
Immunocore
IMCR
$1.73B
$9K ﹤0.01%
+165
New +$9.29K
KALU icon
3111
Kaiser Aluminum
KALU
$3.06B
$9K ﹤0.01%
129
– –
KRUS icon
3112
Kura Sushi USA
KRUS
$590M
$9K ﹤0.01%
200
– –
KSTR icon
3113
KraneShares China Technology & Semiconductor STAR 50 Index ETF
KSTR
$397M
$9K ﹤0.01%
636
– –
LCII icon
3114
LCI Industries
LCII
$2.55B
$9K ﹤0.01%
98
-39
-28% -$3.83K
LEE icon
3115
Lee Enterprises
LEE
$181M
$9K ﹤0.01%
500
– –
LOPP icon
3116
Gabelli Love Our Planet & People ETF
LOPP
$15.3M
$9K ﹤0.01%
393
– –
LTBR icon
3117
Lightbridge
LTBR
$292M
$9K ﹤0.01%
2,499
– –
MIN
3118
Aberdeen Intermediate Income Fund
MIN
$278M
$9K ﹤0.01%
3,600
– –
MITK icon
3119
Mitek Systems
MITK
$837M
$9K ﹤0.01%
1,000
– –
MRTN icon
3120
Marten Transport
MRTN
$1.2B
$9K ﹤0.01%
468
– –
MXF
3121
Mexico Fund
MXF
$314M
$9K ﹤0.01%
630
+8
+1% +$116
MYRG icon
3122
MYR Group
MYRG
$5.14B
$9K ﹤0.01%
108
+102
+1,700% +$9.26K
NIE
3123
Virtus Equity & Convertible Income Fund
NIE
$736M
$9K ﹤0.01%
533
-531
-50% -$11K
NNI icon
3124
Nelnet
NNI
$4.53B
$9K ﹤0.01%
104
+48
+86% +$4.35K
NPK icon
3125
National Presto Industries
NPK
$985M
$9K ﹤0.01%
134
+111
+483% +$7.59K
123 124
125
126 127

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.