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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSKA
3101
DELISTED
Heska Corp
HSKA
$10K ﹤0.01%
150
-83
-36% -$7.33K
AGZ icon
3102
iShares Agency Bond ETF
AGZ
$564M
$9K ﹤0.01%
89
+59
+197% +$6.45K
ARLO icon
3103
Arlo Technologies
ARLO
$1.59B
$9K ﹤0.01%
2,138
-569
-21% -$3.57K
ASTS icon
3104
AST SpaceMobile
ASTS
$21.4B
$9K ﹤0.01%
1,310
+610
+87% +$5.37K
BFH icon
3105
Bread Financial
BFH
$4.36B
$9K ﹤0.01%
312
-51
-14% -$2K
BKD icon
3106
Brookdale Senior Living
BKD
$3B
$9K ﹤0.01%
2,190
– –
BLDP
3107
Ballard Power Systems
BLDP
$784M
$9K ﹤0.01%
1,600
– –
BPT
3108
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$9K ﹤0.01%
826
+43
+5% +$696
BW icon
3109
Babcock & Wilcox
BW
$1.37B
$9K ﹤0.01%
1,492
+1,097
+278% +$8.15K
BXC icon
3110
BlueLinx
BXC
$706M
$9K ﹤0.01%
155
– –
CBSH icon
3111
Commerce Bancshares
CBSH
$8.47B
$9K ﹤0.01%
198
-323
-62% -$18.4K
CSIQ icon
3112
Canadian Solar
CSIQ
$1.08B
$9K ﹤0.01%
246
-41
-14% -$1.56K
CXM icon
3113
Sprinklr
CXM
$1.61B
$9K ﹤0.01%
1,062
-122
-10% -$1.37K
ECH icon
3114
iShares MSCI Chile ETF
ECH
$1.04B
$9K ﹤0.01%
400
+100
+33% +$2.6K
EMBJ
3115
Embraer S.A. ADS
EMBJ
$12.7B
$9K ﹤0.01%
1,082
-630
-37% -$6.25K
ESNT icon
3116
Essent Group
ESNT
$6.08B
$9K ﹤0.01%
264
-114
-30% -$4.57K
EVM
3117
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$9K ﹤0.01%
+1,080
New +$10K
FBRT
3118
Franklin BSP Realty Trust
FBRT
$660M
$9K ﹤0.01%
+842
New +$11.6K
FLGB icon
3119
Franklin FTSE United Kingdom ETF
FLGB
$927M
$9K ﹤0.01%
465
+258
+125% +$5.67K
GME icon
3120
GameStop
GME
$8.44B
$9K ﹤0.01%
360
-264
-42% -$8.62K
HHH icon
3121
Howard Hughes
HHH
$4B
$9K ﹤0.01%
171
-34
-17% -$2.17K
IGA
3122
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$9K ﹤0.01%
1,130
-27
-2% -$244
ISCV icon
3123
iShares Morningstar Small-Cap Value ETF
ISCV
$705M
$9K ﹤0.01%
+200
New +$10.6K
JEF icon
3124
Jefferies Financial Group
JEF
$12.7B
$9K ﹤0.01%
332
-44
-12% -$1.33K
KSTR icon
3125
KraneShares China Technology & Semiconductor STAR 50 Index ETF
KSTR
$393M
$9K ﹤0.01%
636
– –
123 124
125
126 127

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.