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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWB
3101
DELISTED
Great Western Bancorp, Inc.
GWB
$8K ﹤0.01%
+262
New +$8.95K
ABCL icon
3102
AbCellera Biologics
ABCL
$2.12B
$7K ﹤0.01%
500
– –
ADAP
3103
DELISTED
Adaptimmune Therapeutics
ADAP
$7K ﹤0.01%
2,000
– –
AM icon
3104
Antero Midstream
AM
$10.1B
$7K ﹤0.01%
728
-141
-16% -$1.46K
AMED
3105
DELISTED
Amedisys
AMED
$7K ﹤0.01%
49
+7
+17% +$1.13K
AOUT icon
3106
American Outdoor Brands
AOUT
$157M
$7K ﹤0.01%
365
-128
-26% -$2.88K
BIOX icon
3107
Bioceres Crop Solutions
BIOX
$22M
$7K ﹤0.01%
500
– –
BRSP
3108
BrightSpire Capital
BRSP
$648M
$7K ﹤0.01%
736
+12
+2% +$116
CATY icon
3109
Cathay General Bancorp
CATY
$4.24B
$7K ﹤0.01%
165
+1
+0.6% +$43
CBU icon
3110
Community Bank
CBU
$3.41B
$7K ﹤0.01%
103
-152
-60% -$11.1K
CHCO icon
3111
City Holding Co
CHCO
$2.04B
$7K ﹤0.01%
+95
New +$7.62K
CIGI icon
3112
Colliers International
CIGI
$5.19B
$7K ﹤0.01%
50
– –
CSIQ icon
3113
Canadian Solar
CSIQ
$1.08B
$7K ﹤0.01%
255
+18
+8% +$645
ELDN icon
3114
Eledon Pharmaceuticals
ELDN
$285M
$7K ﹤0.01%
1,666
– –
EUSB icon
3115
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$7K ﹤0.01%
161
– –
OPPE
3116
WisdomTree European Opportunities Fund
OPPE
$295M
$7K ﹤0.01%
211
– –
FBNC icon
3117
First Bancorp
FBNC
$2.68B
$7K ﹤0.01%
+162
New +$7.59K
FCN icon
3118
FTI Consulting
FCN
$4.18B
$7K ﹤0.01%
+47
New +$6.86K
FHB icon
3119
First Hawaiian
FHB
$3.35B
$7K ﹤0.01%
299
– –
FN icon
3120
Fabrinet
FN
$20.1B
$7K ﹤0.01%
61
-87
-59% -$9.64K
FXA icon
3121
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
$7K ﹤0.01%
100
– –
GXC icon
3122
State Street SPDR S&P China ETF
GXC
$482M
$7K ﹤0.01%
69
– –
KOPN icon
3123
Kopin
KOPN
$791M
$7K ﹤0.01%
1,765
– –
LECO icon
3124
Lincoln Electric
LECO
$15.4B
$7K ﹤0.01%
62
+3
+5% +$418
LKQ icon
3125
LKQ Corp
LKQ
$6.29B
$7K ﹤0.01%
124
-372
-75% -$21K
123 124
125
126 127

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.