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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTH icon
3101
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$239M
$6K ﹤0.01%
117
– –
SEM
3102
DELISTED
Select Medical
SEM
$6K ﹤0.01%
+379
New +$7.52K
SLAB icon
3103
Silicon Laboratories
SLAB
$7.23B
$6K ﹤0.01%
49
-8
-14% -$1.2K
SWX icon
3104
Southwest Gas
SWX
$6.67B
$6K ﹤0.01%
98
-6
-6% -$419
SXC icon
3105
SunCoke Energy
SXC
$797M
$6K ﹤0.01%
1,012
+688
+212% +$4.73K
TPYP icon
3106
Tortoise North American Pipeline ETF
TPYP
$848M
$6K ﹤0.01%
+312
New +$6.82K
UAN icon
3107
CVR Partners
UAN
$1.34B
$6K ﹤0.01%
90
– –
UUP icon
3108
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$6K ﹤0.01%
267
– –
WKC icon
3109
World Kinect Corp
WKC
$1.86B
$6K ﹤0.01%
+205
New +$6.57K
GTM
3110
ZoomInfo Technologies
GTM
$1.22B
$6K ﹤0.01%
109
+33
+43% +$1.97K
HA
3111
DELISTED
Hawaiian Holdings, Inc.
HA
$6K ﹤0.01%
+323
New +$6.62K
VBIV
3112
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$6K ﹤0.01%
67
– –
FIF
3113
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$6K ﹤0.01%
487
+50
+11% +$658
CBD
3114
DELISTED
Companhia Brasileira de Distribuicao
CBD
$6K ﹤0.01%
+1,407
New +$8.32K
IMV
3115
DELISTED
IMV Inc. Common Shares
IMV
$6K ﹤0.01%
400
– –
EAR
3116
DELISTED
Eargo, Inc. Common Stock
EAR
$6K ﹤0.01%
52
+31
+148% +$16.6K
SMM
3117
DELISTED
Salient Midstream & MLP Fund
SMM
$6K ﹤0.01%
1,023
+13
+1% +$75
RTLR
3118
DELISTED
Rattler Midstream LP Common Units
RTLR
$6K ﹤0.01%
557
+13
+2% +$141
WBT
3119
DELISTED
Welbilt, Inc.
WBT
$6K ﹤0.01%
267
-136
-34% -$3.2K
SRGA
3120
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$6K ﹤0.01%
200
– –
TRIL
3121
DELISTED
Trillium Therapeutics Inc.
TRIL
$6K ﹤0.01%
382
– –
AIR icon
3122
AAR Corp
AIR
$5.76B
$5K ﹤0.01%
177
-43
-20% -$1.48K
AKBA icon
3123
Akebia Therapeutics
AKBA
$252M
$5K ﹤0.01%
1,871
– –
ARGX icon
3124
argenx
ARGX
$54.1B
$5K ﹤0.01%
17
– –
ARMK icon
3125
Aramark
ARMK
$14.7B
$5K ﹤0.01%
263
-13
-5% -$322
123 124
125
126 127

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.