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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
3101
Deutsche Bank
DB
$71.5B
$1K ﹤0.01%
134
-36
-21% -$420
EBND icon
3102
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$1K ﹤0.01%
57
– –
KYNB
3103
Kyntra Bio
KYNB
$29.4M
$1K ﹤0.01%
2
-2
-50% -$2.13K
FLWS icon
3104
1-800-Flowers.com
FLWS
$258M
$1K ﹤0.01%
+65
New +$1.93K
FOLD
3105
DELISTED
Amicus Therapeutics
FOLD
$1K ﹤0.01%
165
-883
-84% -$13.7K
FTGC icon
3106
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$1K ﹤0.01%
+50
New +$1.04K
XRN
3107
Chiron Real Estate Inc
XRN
$477M
$1K ﹤0.01%
+16
New +$1.06K
HCAT icon
3108
Health Catalyst
HCAT
$128M
$1K ﹤0.01%
29
-43
-60% -$2.08K
HEI.A icon
3109
HEICO Corp Class A
HEI.A
$37.2B
$1K ﹤0.01%
13
-14
-52% -$1.63K
HYGH icon
3110
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$597M
$1K ﹤0.01%
18
– –
IBKR icon
3111
Interactive Brokers
IBKR
$39.8B
$1K ﹤0.01%
108
-112
-51% -$2.02K
ICL icon
3112
ICL Group
ICL
$6.85B
$1K ﹤0.01%
331
+86
+35% +$488
KAI icon
3113
Kadant
KAI
$3.99B
$1K ﹤0.01%
7
-19
-73% -$3.05K
KEX icon
3114
Kirby Corp
KEX
$6.93B
$1K ﹤0.01%
22
– –
KRC icon
3115
Kilroy Realty
KRC
$4.42B
$1K ﹤0.01%
28
-3
-10% -$186
KRNY icon
3116
Kearny Financial
KRNY
$599M
$1K ﹤0.01%
118
– –
LTRX icon
3117
Lantronix
LTRX
$266M
$1K ﹤0.01%
350
– –
MAN icon
3118
ManpowerGroup
MAN
$2.63B
$1K ﹤0.01%
13
-10
-43% -$957
MEDP icon
3119
Medpace
MEDP
$16.5B
$1K ﹤0.01%
12
-7
-37% -$1.07K
MGRC icon
3120
McGrath RentCorp
MGRC
$2.92B
$1K ﹤0.01%
+16
New +$1.23K
MMT
3121
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
167
-553
-77% -$3.44K
MREO
3122
Mereo BioPharma
MREO
$47.3M
$1K ﹤0.01%
358
– –
MTW icon
3123
Manitowoc
MTW
$675M
$1K ﹤0.01%
70
-1,965
-97% -$32.5K
OCCI
3124
OFS Credit Co
OCCI
$74.9M
$1K ﹤0.01%
111
-256
-70% -$3.3K
PATK icon
3125
Patrick Industries
PATK
$2.85B
$1K ﹤0.01%
23
-73
-76% -$3.82K
123 124
125
126 127

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.