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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTGT icon
3076
TechTarget
TTGT
$282M
$10K ﹤0.01%
232
-136
-37% -$7.13K
UCTT
3077
Ultra Clean Holdings
UCTT
$3.72B
$10K ﹤0.01%
327
– –
UTI icon
3078
Universal Technical Institute
UTI
$1.47B
$10K ﹤0.01%
1,500
– –
VET icon
3079
Vermilion Energy
VET
$1.75B
$10K ﹤0.01%
565
– –
VOC icon
3080
VOC Energy
VOC
$54.1M
$10K ﹤0.01%
1,000
– –
BODI icon
3081
The Beachbody Company
BODI
$74M
$10K ﹤0.01%
400
– –
BECN
3082
DELISTED
Beacon Roofing Supply, Inc.
BECN
$10K ﹤0.01%
207
– –
SUM
3083
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$10K ﹤0.01%
384
-110
-22% -$3.03K
GRNAW
3084
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$10K ﹤0.01%
124,403
-3,500
-3% -$466
IRL
3085
DELISTED
NEW IRELAND FUND INC
IRL
$10K ﹤0.01%
1,072
+22
+2% +$187
PFTAU
3086
DELISTED
Perception Capital Corp. III Unit
PFTAU
$10K ﹤0.01%
1,000
-1
-0.1% -$10
AGEN
3087
Agenus
AGEN
$291M
$9K ﹤0.01%
204
– –
AGZ icon
3088
iShares Agency Bond ETF
AGZ
$563M
$9K ﹤0.01%
89
– –
ALE
3089
DELISTED
Allete
ALE
$9K ﹤0.01%
153
-21
-12% -$1.25K
ALEC icon
3090
Alector
ALEC
$189M
$9K ﹤0.01%
1,020
-1,700
-63% -$14.8K
AROC icon
3091
Archrock
AROC
$5.81B
$9K ﹤0.01%
1,115
-589
-35% -$4.72K
ARWR icon
3092
Arrowhead Research
ARWR
$12.5B
$9K ﹤0.01%
232
+15
+7% +$497
BILI icon
3093
Bilibili
BILI
$7.95B
$9K ﹤0.01%
396
– –
BLNK icon
3094
Blink Charging
BLNK
$86M
$9K ﹤0.01%
885
– –
BRDG
3095
DELISTED
Bridge Investment Group
BRDG
$9K ﹤0.01%
827
-69,498
-99% -$1,000K
BRY
3096
DELISTED
Berry Corp
BRY
$9K ﹤0.01%
1,224
-116
-9% -$993
CACC icon
3097
Credit Acceptance
CACC
$6.03B
$9K ﹤0.01%
21
-3
-13% -$1.38K
CRON
3098
Cronos Group
CRON
$1.11B
$9K ﹤0.01%
3,802
+2
+0.1% +$6
DNB
3099
DELISTED
Dun & Bradstreet
DNB
$9K ﹤0.01%
786
+31
+4% +$398
ENOV icon
3100
Enovis
ENOV
$1.4B
$9K ﹤0.01%
176
-106
-38% -$5.47K
122 123
124
125 126

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.