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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPF icon
3076
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$8K ﹤0.01%
126
+1
+0.8% +$64
SCHZ icon
3077
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$8K ﹤0.01%
300
– –
SLDP icon
3078
Solid Power
SLDP
$532M
$8K ﹤0.01%
+1,000
New +$9.87K
SPEU icon
3079
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$8K ﹤0.01%
+196
New +$8.28K
SPIP icon
3080
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$8K ﹤0.01%
276
-127
-32% -$3.99K
STKL
3081
DELISTED
SunOpta
STKL
$8K ﹤0.01%
1,165
– –
SUN icon
3082
Sunoco
SUN
$13.3B
$8K ﹤0.01%
213
+4
+2% +$159
SVC
3083
Service Properties Trust
SVC
$1.07B
$8K ﹤0.01%
200
-38
-16% -$1.94K
TNL icon
3084
Travel + Leisure Co
TNL
$4.7B
$8K ﹤0.01%
149
-719
-83% -$38.5K
TOL icon
3085
Toll Brothers
TOL
$14.5B
$8K ﹤0.01%
116
+64
+123% +$4.11K
USXF icon
3086
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$8K ﹤0.01%
223
+1
+0.5% +$38
WTM icon
3087
White Mountains Insurance
WTM
$5.13B
$8K ﹤0.01%
8
– –
PSTX
3088
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$8K ﹤0.01%
1,250
– –
VTRU
3089
DELISTED
Vitru Limited Common Shares
VTRU
$8K ﹤0.01%
700
– –
AEL
3090
DELISTED
American Equity Investment Life Holding Company
AEL
$8K ﹤0.01%
+222
New +$7.74K
RMGCU
3091
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$8K ﹤0.01%
900
-8,000
-90% -$79.5K
WE
3092
DELISTED
WeWork Inc.
WE
$8K ﹤0.01%
+25
New +$9.15K
ROCC
3093
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$8K ﹤0.01%
298
– –
SGTX
3094
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
$8K ﹤0.01%
227
+73
+47% +$4.16K
CLAA.WS
3095
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
$8K ﹤0.01%
11,960
– –
RADA
3096
DELISTED
Rada Electronic Industries Ltd
RADA
$8K ﹤0.01%
935
– –
FSRDW
3097
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$8K ﹤0.01%
12,512
+7,262
+138% +$6.61K
MANT
3098
DELISTED
Mantech International Corp
MANT
$8K ﹤0.01%
126
-31
-20% -$2.36K
ECOL
3099
DELISTED
US Ecology, Inc.
ECOL
$8K ﹤0.01%
263
+203
+338% +$6.71K
DISCK
3100
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$8K ﹤0.01%
351
-195
-36% -$4.7K
122 123
124
125 126

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.