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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECC
3076
Eagle Point Credit Company
ECC
$513M
$6K ﹤0.01%
476
-200
-30% -$2.72K
FCPT icon
3077
Four Corners Property Trust
FCPT
$2.75B
$6K ﹤0.01%
285
+63
+28% +$1.76K
GNLN icon
3078
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
HY icon
3079
Hyster-Yale Materials Handling
HY
$665M
$6K ﹤0.01%
128
– –
ICUI icon
3080
ICU Medical
ICUI
$4.61B
$6K ﹤0.01%
27
+6
+29% +$1.26K
IHD
3081
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$6K ﹤0.01%
873
+19
+2% +$145
IMMR icon
3082
Immersion
IMMR
$252M
$6K ﹤0.01%
+1,000
New +$7.46K
JBSS icon
3083
John B. Sanfilippo & Son
JBSS
$972M
$6K ﹤0.01%
74
+2
+3% +$174
KFY icon
3084
Korn Ferry
KFY
$4.28B
$6K ﹤0.01%
91
-23
-20% -$1.6K
LECO icon
3085
Lincoln Electric
LECO
$15.4B
$6K ﹤0.01%
59
-10
-14% -$1.36K
LKFN icon
3086
Lakeland Financial Corp
LKFN
$1.53B
$6K ﹤0.01%
95
+11
+13% +$715
LSCC icon
3087
Lattice Semiconductor
LSCC
$18.5B
$6K ﹤0.01%
100
+59
+144% +$3.48K
LZB icon
3088
La-Z-Boy
LZB
$1.69B
$6K ﹤0.01%
213
+38
+22% +$1.31K
MEC icon
3089
Mayville Engineering Co
MEC
$617M
$6K ﹤0.01%
372
– –
NAUT icon
3090
Nautilus Biotechnolgy
NAUT
$115M
$6K ﹤0.01%
1,000
– –
NVEE
3091
DELISTED
NV5 Global
NVEE
$6K ﹤0.01%
+244
New +$6.01K
NVRI icon
3092
Enviri
NVRI
$620M
$6K ﹤0.01%
397
– –
NVST icon
3093
Envista
NVST
$4.52B
$6K ﹤0.01%
146
-17,317
-99% -$730K
OEC icon
3094
Orion
OEC
$409M
$6K ﹤0.01%
357
-85
-19% -$1.52K
OI icon
3095
O-I Glass
OI
$1.08B
$6K ﹤0.01%
517
+119
+30% +$1.78K
OMAB icon
3096
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
$6K ﹤0.01%
+131
New +$6.36K
OUSA icon
3097
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$6K ﹤0.01%
152
-199
-57% -$8.62K
PAR icon
3098
PAR Technology
PAR
$735M
$6K ﹤0.01%
+100
New +$6.41K
POWL icon
3099
Powell Industries
POWL
$7.71B
$6K ﹤0.01%
825
-9,684
-92% -$87.1K
PRTA icon
3100
Prothena Corp
PRTA
$450M
$6K ﹤0.01%
85
– –
122 123
124
125 126

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.