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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPOD.WS
3076
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$2K ﹤0.01%
1,200
– –
ECOL
3077
DELISTED
US Ecology, Inc.
ECOL
$2K ﹤0.01%
+60
New +$2.33K
GRUB
3078
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$2K ﹤0.01%
20
-35
-64% -$4.87K
KNL
3079
DELISTED
Knoll, Inc.
KNL
$2K ﹤0.01%
+126
New +$2.06K
ABEV icon
3080
Ambev
ABEV
$46.4B
$1K ﹤0.01%
643
+393
+157% +$1.11K
AIFA
3081
All In FutureTech Alliance Inc
AIFA
$12.8M
$1K ﹤0.01%
+96
New +$1.34K
ALKS icon
3082
Alkermes
ALKS
$8.25B
$1K ﹤0.01%
+92
New +$1.88K
EFOR
3083
Everforth Inc
EFOR
$1.32B
$1K ﹤0.01%
20
-72
-78% -$6.65K
ATKR icon
3084
Atkore
ATKR
$3.16B
$1K ﹤0.01%
24
-62
-72% -$3.75K
OPTU
3085
Optimum Communications Inc
OPTU
$301M
$1K ﹤0.01%
34
– –
DCH
3086
Dauch Corp
DCH
$1.51B
$1K ﹤0.01%
159
-572
-78% -$5.67K
BBHY icon
3087
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$618M
$1K ﹤0.01%
+20
New +$1.03K
BCC icon
3088
Boise Cascade
BCC
$3.02B
$1K ﹤0.01%
20
-205
-91% -$10.8K
BNTC icon
3089
Benitec Biopharma
BNTC
$468M
$1K ﹤0.01%
18
– –
BOH icon
3090
Bank of Hawaii
BOH
$3.13B
$1K ﹤0.01%
+14
New +$1.22K
BOOT icon
3091
Boot Barn
BOOT
$4.95B
$1K ﹤0.01%
29
-86
-75% -$5.05K
BSY icon
3092
Bentley Systems
BSY
$10.6B
$1K ﹤0.01%
+28
New +$1.28K
CASH icon
3093
Pathward Financial
CASH
$1.8B
$1K ﹤0.01%
24
-66
-73% -$2.82K
CCRD
3094
DELISTED
CoreCard
CCRD
$1K ﹤0.01%
25
– –
CHH icon
3095
Choice Hotels
CHH
$4.8B
$1K ﹤0.01%
18
-21
-54% -$2.24K
CLM icon
3096
Cornerstone Strategic Value Fund
CLM
$2.25B
$1K ﹤0.01%
102
– –
CNMD icon
3097
CONMED
CNMD
$1.47B
$1K ﹤0.01%
+9
New +$1.08K
CPSH icon
3098
CPS Technologies
CPSH
$86.1M
$1K ﹤0.01%
+78
New +$1.08K
CRBP icon
3099
Corbus Pharmaceuticals
CRBP
$190M
$1K ﹤0.01%
17
– –
DASH icon
3100
DoorDash
DASH
$93.7B
$1K ﹤0.01%
+9
New +$1.51K
122 123
124
125 126

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.