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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APPH
3051
DELISTED
AppHarvest, Inc. Common Stock
APPH
$11K ﹤0.01%
+20,011
New +$26.1K
COWN
3052
DELISTED
Cowen Inc. Class A Common Stock
COWN
$11K ﹤0.01%
302
– –
ARLO icon
3053
Arlo Technologies
ARLO
$1.6B
$10K ﹤0.01%
3,051
+913
+43% +$3.76K
BIBL icon
3054
Inspire 100 ETF
BIBL
$495M
$10K ﹤0.01%
340
+100
+42% +$2.99K
BPT
3055
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$10K ﹤0.01%
863
+37
+4% +$482
CRBN icon
3056
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$10K ﹤0.01%
75
+4
+6% +$548
DOUG icon
3057
Douglas Elliman
DOUG
$166M
$10K ﹤0.01%
2,604
+14
+0.5% +$56
ECH icon
3058
iShares MSCI Chile ETF
ECH
$1.05B
$10K ﹤0.01%
400
– –
ECON icon
3059
Columbia Emerging Markets Consumer ETF
ECON
$303M
$10K ﹤0.01%
528
+4
+0.8% +$77
FBRT
3060
Franklin BSP Realty Trust
FBRT
$649M
$10K ﹤0.01%
842
– –
GALT icon
3061
Galectin Therapeutics
GALT
$315M
$10K ﹤0.01%
8,886
– –
GHC icon
3062
Graham Holdings Company
GHC
$4.99B
$10K ﹤0.01%
18
-142
-89% -$86.6K
ISCV icon
3063
iShares Morningstar Small-Cap Value ETF
ISCV
$704M
$10K ﹤0.01%
200
– –
JEF icon
3064
Jefferies Financial Group
JEF
$12.8B
$10K ﹤0.01%
333
+1
+0.3% +$33
JSML icon
3065
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$10K ﹤0.01%
240
-333
-58% -$15.7K
MRVI icon
3066
Maravai LifeSciences
MRVI
$895M
$10K ﹤0.01%
721
-4,879
-87% -$76.8K
MTH icon
3067
Meritage Homes
MTH
$4.69B
$10K ﹤0.01%
218
-72
-25% -$2.91K
MUR icon
3068
Murphy Oil
MUR
$5.09B
$10K ﹤0.01%
251
-866
-78% -$39K
NANR icon
3069
State Street SPDR S&P North American Natural Resources ETF
NANR
$807M
$10K ﹤0.01%
195
+4
+2% +$218
OABI icon
3070
OmniAb
OABI
$491M
$10K ﹤0.01%
+2,802
New +$14.7K
OEC icon
3071
Orion
OEC
$389M
$10K ﹤0.01%
595
– –
ONL
3072
Orion Office REIT
ONL
$156M
$10K ﹤0.01%
1,266
-1,015
-44% -$9.27K
SUSC icon
3073
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$10K ﹤0.01%
484
-10,313
-96% -$228K
TGI
3074
DELISTED
Triumph Group
TGI
$10K ﹤0.01%
1,039
– –
TME icon
3075
Tencent Music
TME
$16.2B
$10K ﹤0.01%
1,308
– –
121 122
123
124 125

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.