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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWIR
3051
DELISTED
Sierra Wireless
SWIR
$7K ﹤0.01%
516
-737
-59% -$12.7K
IBMK
3052
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7K ﹤0.01%
284
– –
AERI
3053
DELISTED
Aerie Pharmaceuticals
AERI
$7K ﹤0.01%
655
– –
APSG.WS
3054
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$7K ﹤0.01%
9,764
+8,264
+551% +$8.53K
NVTSW
3055
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$7K ﹤0.01%
+4,000
New +$6.98K
NBO
3056
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$7K ﹤0.01%
555
– –
AMED
3057
DELISTED
Amedisys
AMED
$6K ﹤0.01%
+42
New +$8.73K
BHF icon
3058
Brighthouse Financial
BHF
$3.5B
$6K ﹤0.01%
140
+48
+52% +$2.16K
BIOX icon
3059
Bioceres Crop Solutions
BIOX
$22M
$6K ﹤0.01%
500
– –
BKF icon
3060
iShares MSCI BIC ETF
BKF
$78.6M
$6K ﹤0.01%
126
– –
SRTA
3061
Strata Critical Medical Inc
SRTA
$512M
$6K ﹤0.01%
610
– –
BROS icon
3062
Dutch Bros
BROS
$9.26B
$6K ﹤0.01%
+150
New +$7.13K
BRSP
3063
BrightSpire Capital
BRSP
$648M
$6K ﹤0.01%
724
+10
+1% +$97
BTO
3064
John Hancock Financial Opportunities Fund
BTO
$803M
$6K ﹤0.01%
142
– –
CBZ icon
3065
CBIZ
CBZ
$2.96B
$6K ﹤0.01%
193
+39
+25% +$1.27K
CCOI icon
3066
Cogent Communications
CCOI
$508M
$6K ﹤0.01%
+98
New +$7.29K
CHX
3067
DELISTED
ChampionX
CHX
$6K ﹤0.01%
286
-14
-5% -$320
CII icon
3068
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$6K ﹤0.01%
300
– –
CIGI icon
3069
Colliers International
CIGI
$5.19B
$6K ﹤0.01%
+50
New +$6.34K
CLNN icon
3070
Clene
CLNN
$67.5M
$6K ﹤0.01%
+50
New +$8.53K
CMRE icon
3071
Costamare
CMRE
$1.77B
$6K ﹤0.01%
403
+400
+13,333% +$5.16K
COKE icon
3072
Coca-Cola Consolidated
COKE
$12.8B
$6K ﹤0.01%
+200
New +$7.96K
CRNT icon
3073
Ceragon Networks
CRNT
$201M
$6K ﹤0.01%
2,000
– –
CTRE icon
3074
CareTrust REIT
CTRE
$9.74B
$6K ﹤0.01%
388
+4
+1% +$90
EAF icon
3075
GrafTech
EAF
$212M
$6K ﹤0.01%
66
+22
+50% +$2.41K
121 122
123
124 125

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.