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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PICB icon
3051
Invesco International Corporate Bond ETF
PICB
$362M
$4K ﹤0.01%
164
– –
PINC
3052
DELISTED
Premier
PINC
$4K ﹤0.01%
+135
New +$4.66K
PRTA icon
3053
Prothena Corp
PRTA
$451M
$4K ﹤0.01%
85
– –
PST icon
3054
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$4K ﹤0.01%
250
-1,125
-82% -$18.8K
PTEN icon
3055
Patterson-UTI
PTEN
$3.83B
$4K ﹤0.01%
488
– –
REG icon
3056
Regency Centers
REG
$14.2B
$4K ﹤0.01%
72
-67
-48% -$4.24K
SDOW icon
3057
ProShares UltraPro Short Dow 30
SDOW
$138M
$4K ﹤0.01%
+31
New +$4.29K
SMLF icon
3058
iShares US Small Cap Equity Factor ETF
SMLF
$4.26B
$4K ﹤0.01%
+90
New +$4.85K
TBBK icon
3059
The Bancorp
TBBK
$2.93B
$4K ﹤0.01%
184
– –
UHS icon
3060
Universal Health Services
UHS
$10.4B
$4K ﹤0.01%
28
-87
-76% -$13.2K
VET icon
3061
Vermilion Energy
VET
$1.67B
$4K ﹤0.01%
493
– –
VNDA icon
3062
Vanda Pharmaceuticals
VNDA
$302M
$4K ﹤0.01%
+200
New +$3.58K
VOC icon
3063
VOC Energy
VOC
$51.9M
$4K ﹤0.01%
1,000
– –
YARW
3064
Yarrow Bioscience, Inc. Common Stock
YARW
$112M
$4K ﹤0.01%
+1
New +$3.96K
TXNM
3065
TXNM Energy Inc
TXNM
$5.94B
$4K ﹤0.01%
+100
New +$4.92K
MKFG
3066
DELISTED
Markforged Holding Corporation
MKFG
$4K ﹤0.01%
+50
New +$5.08K
ROIC
3067
DELISTED
Retail Opportunity Investments Corp.
ROIC
$4K ﹤0.01%
281
-194
-41% -$3.41K
PRFT
3068
DELISTED
Perficient Inc
PRFT
$4K ﹤0.01%
53
– –
SPWR
3069
DELISTED
SunPower Corporation Common Stock
SPWR
$4K ﹤0.01%
147
-1,500
-91% -$38.7K
MRNS
3070
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$4K ﹤0.01%
250
– –
IMGN
3071
DELISTED
Immunogen Inc
IMGN
$4K ﹤0.01%
666
+35
+6% +$244
Y
3072
DELISTED
Alleghany Corp
Y
$4K ﹤0.01%
6
-73
-92% -$50.2K
GCP
3073
DELISTED
GCP Applied Technologies Inc.
GCP
$4K ﹤0.01%
199
+66
+50% +$1.64K
RBAC
3074
DELISTED
RedBall Acquisition Corp.
RBAC
$4K ﹤0.01%
500
-20,000
-98% -$198K
ANAT
3075
DELISTED
American National Group, Inc. Common Stock
ANAT
$4K ﹤0.01%
+29
New +$3.88K
121 122
123
124 125

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.