We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAG icon
3051
Planet Green Holdings
PLAG
$8M
$2K ﹤0.01%
110
– –
PRPL icon
3052
Purple Innovation
PRPL
$41.7M
$2K ﹤0.01%
3
– –
PRTA icon
3053
Prothena Corp
PRTA
$450M
$2K ﹤0.01%
85
– –
PSCF icon
3054
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
$2K ﹤0.01%
50
– –
PSO icon
3055
Pearson
PSO
$9.9B
$2K ﹤0.01%
195
+63
+48% +$655
ROL icon
3056
Rollins
ROL
$18.2B
$2K ﹤0.01%
91
+16
+21% +$573
SQQQ icon
3057
ProShares UltraPro Short QQQ
SQQQ
$1.71B
$2K ﹤0.01%
+2
New +$3.45K
STLA icon
3058
Stellantis
STLA
$20.8B
$2K ﹤0.01%
164
– –
STNG icon
3059
Scorpio Tankers
STNG
$3.81B
$2K ﹤0.01%
126
– –
TTEC icon
3060
TTEC Holdings
TTEC
$124M
$2K ﹤0.01%
+24
New +$2.04K
VGIT icon
3061
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$2K ﹤0.01%
30
-55
-65% -$3.76K
VPG icon
3062
Vishay Precision Group
VPG
$914M
$2K ﹤0.01%
71
– –
YCBD icon
3063
cbdMD
YCBD
$5.93M
$2K ﹤0.01%
1
– –
ZVRA icon
3064
Zevra Therapeutics
ZVRA
$686M
$2K ﹤0.01%
+225
New +$1.97K
RCM
3065
DELISTED
R1 RCM Inc. Common Stock
RCM
$2K ﹤0.01%
96
– –
SLCA
3066
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$2K ﹤0.01%
204
-317
-61% -$3.45K
HOLI
3067
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2K ﹤0.01%
200
– –
AIRC
3068
DELISTED
Apartment Income REIT Corp.
AIRC
$2K ﹤0.01%
63
-21
-25% -$865
ERF
3069
DELISTED
Enerplus Corporation
ERF
$2K ﹤0.01%
512
-141
-22% -$623
NTCO
3070
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$2K ﹤0.01%
120
– –
FOCS
3071
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$2K ﹤0.01%
61
– –
IDEX
3072
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$2K ﹤0.01%
+8
New +$3.48K
CS
3073
DELISTED
Credit Suisse Group
CS
$2K ﹤0.01%
263
-759
-74% -$10.3K
NVCN
3074
DELISTED
Neovasc Inc.
NVCN
$2K ﹤0.01%
91
– –
VLDR
3075
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$2K ﹤0.01%
200
+140
+233% +$2.63K
121 122
123
124 125

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.