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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHH icon
3026
Howard Hughes
HHH
$3.91B
$11K ﹤0.01%
155
-16
-9% -$1.02K
HL icon
3027
Hecla Mining
HL
$11.8B
$11K ﹤0.01%
2,005
-240
-11% -$1.19K
LRGF icon
3028
iShares US Equity Factor ETF
LRGF
$3.71B
$11K ﹤0.01%
+295
New +$11.5K
LSPD icon
3029
Lightspeed Commerce
LSPD
$1.36B
$11K ﹤0.01%
864
-96
-10% -$1.56K
LSTR icon
3030
Landstar System
LSTR
$6.05B
$11K ﹤0.01%
74
-32
-30% -$5.14K
MEC icon
3031
Mayville Engineering Co
MEC
$584M
$11K ﹤0.01%
919
-61
-6% -$608
MLN icon
3032
VanEck Long Muni ETF
MLN
$683M
$11K ﹤0.01%
+640
New +$10.9K
NNOX icon
3033
Nano X Imaging
NNOX
$73.8M
$11K ﹤0.01%
1,573
+100
+7% +$1.11K
OBE
3034
Obsidian Energy
OBE
$699M
$11K ﹤0.01%
+1,714
New +$13.3K
PLAY icon
3035
Dave & Buster's
PLAY
$343M
$11K ﹤0.01%
338
+321
+1,888% +$11.6K
PRGS icon
3036
Progress Software
PRGS
$1.78B
$11K ﹤0.01%
229
– –
PTLO icon
3037
Portillo's
PTLO
$325M
$11K ﹤0.01%
700
– –
RBOT
3038
DELISTED
Vicarious Surgical
RBOT
$11K ﹤0.01%
183
– –
SCHZ icon
3039
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$11K ﹤0.01%
484
+2
+0.4% +$46
QVMT
3040
Invesco S&P 500 Concentrated QVM ETF
QVMT
$135M
$11K ﹤0.01%
283
– –
VICR icon
3041
Vicor
VICR
$9.63B
$11K ﹤0.01%
210
– –
WCBR
3042
WisdomTree Cybersecurity Fund
WCBR
$121M
$11K ﹤0.01%
+750
New +$12.1K
WCC
3043
WESCO International
WCC
$17.9B
$11K ﹤0.01%
89
-7
-7% -$881
WEAT icon
3044
Teucrium Wheat Fund
WEAT
$294M
$11K ﹤0.01%
277
-2,624
-90% -$109K
ZIM icon
3045
ZIM Integrated Shipping Services
ZIM
$3.04B
$11K ﹤0.01%
675
-115
-15% -$2.56K
ZYME icon
3046
Zymeworks
ZYME
$1.71B
$11K ﹤0.01%
1,500
– –
TVRD
3047
Tvardi Therapeutics
TVRD
$22M
$11K ﹤0.01%
29
-37
-56% -$14.1K
CPE
3048
DELISTED
Callon Petroleum Company
CPE
$11K ﹤0.01%
322
-29
-8% -$1.19K
FTCH
3049
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$11K ﹤0.01%
2,444
+1,238
+103% +$8.62K
FRG
3050
DELISTED
Franchise Group, Inc.
FRG
$11K ﹤0.01%
492
-47
-9% -$1.23K
120 121
122
123 124

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.