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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YSEP icon
3026
FT Vest International Equity Buffer ETF September
YSEP
$121M
$9K ﹤0.01%
500
– –
NVRO
3027
DELISTED
NEVRO CORP.
NVRO
$9K ﹤0.01%
114
+113
+11,300% +$11.3K
HYZNW
3028
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$9K ﹤0.01%
5,000
– –
SLAMU
3029
DELISTED
Slam Corp. Unit
SLAMU
$9K ﹤0.01%
1,000
– –
MARK
3030
DELISTED
Remark Holdings, Inc.
MARK
$9K ﹤0.01%
914
– –
IMGN
3031
DELISTED
Immunogen Inc
IMGN
$9K ﹤0.01%
1,254
+756
+152% +$4.7K
NVTA
3032
DELISTED
Invitae Corporation
NVTA
$9K ﹤0.01%
663
-448
-40% -$9.69K
SWIR
3033
DELISTED
Sierra Wireless
SWIR
$9K ﹤0.01%
516
– –
FOUN
3034
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
$9K ﹤0.01%
+1,000
New +$9.91K
IBTX
3035
DELISTED
Independent Bank Group, Inc.
IBTX
$9K ﹤0.01%
+133
New +$9.62K
VSTO
3036
DELISTED
Vista Outdoor Inc.
VSTO
$9K ﹤0.01%
200
– –
AGO icon
3037
Assured Guaranty
AGO
$3.34B
$8K ﹤0.01%
185
– –
AGZ icon
3038
iShares Agency Bond ETF
AGZ
$565M
$8K ﹤0.01%
74
-116
-61% -$13.7K
ALE
3039
DELISTED
Allete
ALE
$8K ﹤0.01%
143
– –
ALEX
3040
DELISTED
Alexander & Baldwin
ALEX
$8K ﹤0.01%
340
+1
+0.3% +$24
AORT icon
3041
Artivion
AORT
$1.32B
$8K ﹤0.01%
442
+342
+342% +$6.9K
AOSL icon
3042
Alpha and Omega Semiconductor
AOSL
$1.08B
$8K ﹤0.01%
140
– –
ARGX icon
3043
argenx
ARGX
$54.1B
$8K ﹤0.01%
25
+8
+47% +$2.43K
ASB icon
3044
Associated Banc-Corp
ASB
$5.91B
$8K ﹤0.01%
377
+16
+4% +$362
BDC icon
3045
Belden
BDC
$5.19B
$8K ﹤0.01%
136
– –
BRKR icon
3046
Bruker
BRKR
$8.14B
$8K ﹤0.01%
96
+39
+68% +$3.13K
CBSH icon
3047
Commerce Bancshares
CBSH
$8.5B
$8K ﹤0.01%
147
-55
-27% -$3.09K
CHH icon
3048
Choice Hotels
CHH
$4.8B
$8K ﹤0.01%
53
+35
+194% +$5.03K
CRCT icon
3049
Cricut
CRCT
$1.22B
$8K ﹤0.01%
400
-1,800
-82% -$45.7K
CSTL icon
3050
Castle Biosciences
CSTL
$979M
$8K ﹤0.01%
200
– –
120 121
122
123 124

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.