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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLNE icon
3026
Hamilton Lane
HLNE
$5.57B
$7K ﹤0.01%
+89
New +$7.97K
IHRT icon
3027
iHeartMedia
IHRT
$583M
$7K ﹤0.01%
293
+108
+58% +$2.66K
LEMB icon
3028
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$724M
$7K ﹤0.01%
176
– –
MLPX icon
3029
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
$7K ﹤0.01%
216
– –
MRC
3030
DELISTED
MRC Global
MRC
$7K ﹤0.01%
1,073
-161
-13% -$1.34K
NANR icon
3031
State Street SPDR S&P North American Natural Resources ETF
NANR
$785M
$7K ﹤0.01%
186
– –
OGIG icon
3032
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$7K ﹤0.01%
150
– –
OTEX icon
3033
Open Text
OTEX
$6.04B
$7K ﹤0.01%
149
+94
+171% +$4.9K
PARAA
3034
DELISTED
Paramount Global Class A
PARAA
$7K ﹤0.01%
+168
New +$7.51K
PRAX icon
3035
Praxis Precision Medicines
PRAX
$10.1B
$7K ﹤0.01%
27
– –
RGR icon
3036
Sturm, Ruger & Co
RGR
$593M
$7K ﹤0.01%
100
– –
RNRG icon
3037
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$7K ﹤0.01%
167
-666
-80% -$32.4K
RSPF icon
3038
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$7K ﹤0.01%
+125
New +$7.61K
SR icon
3039
Spire
SR
$4.85B
$7K ﹤0.01%
130
+97
+294% +$6.64K
SUN icon
3040
Sunoco
SUN
$13.3B
$7K ﹤0.01%
209
+5
+2% +$186
ULCC icon
3041
Frontier Group Holdings
ULCC
$1.7B
$7K ﹤0.01%
+500
New +$7.72K
USPH icon
3042
US Physical Therapy
USPH
$1.22B
$7K ﹤0.01%
+66
New +$7.52K
VRM icon
3043
Vroom Inc
VRM
$48.2M
$7K ﹤0.01%
4
-9
-69% -$22.9K
WNS
3044
DELISTED
WNS Holdings
WNS
$7K ﹤0.01%
+86
New +$7.03K
MTTR
3045
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$7K ﹤0.01%
+375
New +$6.08K
HYZNW
3046
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
$7K ﹤0.01%
+5,000
New +$11.3K
LEV
3047
DELISTED
The Lion Electric Company
LEV
$7K ﹤0.01%
600
– –
MFD
3048
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$7K ﹤0.01%
802
+16
+2% +$157
ROCC
3049
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$7K ﹤0.01%
298
– –
RUTH
3050
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$7K ﹤0.01%
342
-85
-20% -$1.74K
120 121
122
123 124

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.