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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMRC icon
3026
Digimarc Corp
DMRC
$178M
$2K ﹤0.01%
+100
New +$3.97K
DOCN icon
3027
DigitalOcean
DOCN
$14.6B
$2K ﹤0.01%
+65
New +$2.69K
DSS icon
3028
DSS Inc
DSS
$5.13M
$2K ﹤0.01%
+31
New +$2.48K
EAF icon
3029
GrafTech
EAF
$212M
$2K ﹤0.01%
20
– –
EAT icon
3030
Brinker International
EAT
$9.66B
$2K ﹤0.01%
+30
New +$2K
EPAC icon
3031
Enerpac Tool Group
EPAC
$1.93B
$2K ﹤0.01%
111
-168
-60% -$4K
ETD icon
3032
Ethan Allen Interiors
ETD
$603M
$2K ﹤0.01%
+100
New +$2.52K
EVG
3033
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$2K ﹤0.01%
211
-249
-54% -$3.25K
EXLS icon
3034
EXL Service
EXLS
$5.29B
$2K ﹤0.01%
+115
New +$1.96K
EZM icon
3035
WisdomTree US MidCap Fund
EZM
$956M
$2K ﹤0.01%
40
– –
GRBK icon
3036
Green Brick Partners
GRBK
$3.14B
$2K ﹤0.01%
+120
New +$2.56K
GSIT icon
3037
GSI Technology
GSIT
$258M
$2K ﹤0.01%
+433
New +$3.24K
GUT
3038
Gabelli Utility Trust
GUT
$559M
$2K ﹤0.01%
405
– –
IBRX icon
3039
ImmunityBio
IBRX
$8.1B
$2K ﹤0.01%
100
– –
IHG icon
3040
InterContinental Hotels
IHG
$23.2B
$2K ﹤0.01%
42
+11
+35% +$751
JOE icon
3041
St. Joe Company
JOE
$3.83B
$2K ﹤0.01%
65
– –
MZTI
3042
The Marzetti Company
MZTI
$3.11B
$2K ﹤0.01%
16
+4
+33% +$717
LOPE icon
3043
Grand Canyon Education
LOPE
$3.98B
$2K ﹤0.01%
24
– –
MGEE icon
3044
MGE Energy Inc
MGEE
$3.08B
$2K ﹤0.01%
32
+9
+39% +$606
MODV
3045
DELISTED
ModivCare
MODV
$2K ﹤0.01%
+20
New +$3.11K
MSD
3046
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2K ﹤0.01%
332
– –
NEWT icon
3047
NewtekOne
NEWT
$391M
$2K ﹤0.01%
79
– –
NWE icon
3048
NorthWestern Energy
NWE
$4.43B
$2K ﹤0.01%
31
– –
OGE icon
3049
OGE Energy
OGE
$9.71B
$2K ﹤0.01%
62
-5
-7% -$158
ACH
3050
Accendra Health
ACH
$214M
$2K ﹤0.01%
+57
New +$1.78K
120 121
122
123 124

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.