We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNFP icon
3001
Pinnacle Financial Partners Inc
PNFP
$15.8B
$12K ﹤0.01%
168
-31
-16% -$2.49K
PRA
3002
DELISTED
ProAssurance
PRA
$12K ﹤0.01%
710
-65
-8% -$1.28K
SBCF icon
3003
Seacoast Banking Corp of Florida
SBCF
$3.37B
$12K ﹤0.01%
403
+306
+315% +$9.73K
SJT
3004
San Juan Basin Royalty Trust
SJT
$121M
$12K ﹤0.01%
1,064
+9
+0.9% +$99
TGTX icon
3005
TG Therapeutics
TGTX
$7.52B
$12K ﹤0.01%
1,037
+700
+208% +$5.08K
VERU icon
3006
Veru
VERU
$44.5M
$12K ﹤0.01%
240
– –
VGM icon
3007
Invesco Trust Investment Grade Municipals
VGM
$564M
$12K ﹤0.01%
1,204
-4,286
-78% -$41K
W icon
3008
Wayfair
W
$14.1B
$12K ﹤0.01%
392
-110
-22% -$3.84K
WDI
3009
Western Asset Diversified Income Fund
WDI
$681M
$12K ﹤0.01%
1,000
– –
XRT icon
3010
State Street SPDR S&P Retail ETF
XRT
$652M
$12K ﹤0.01%
208
– –
QTTB icon
3011
Q32 Bio
QTTB
$466M
$12K ﹤0.01%
559
– –
TELL
3012
DELISTED
Tellurian Inc.
TELL
$12K ﹤0.01%
7,334
– –
NTG
3013
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$12K ﹤0.01%
+369
New +$13.2K
EDUT
3014
DELISTED
Global X Education ETF
EDUT
$12K ﹤0.01%
562
-1
-0.2% -$21
LSI
3015
DELISTED
Life Storage, Inc.
LSI
$12K ﹤0.01%
124
– –
ROCC
3016
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$12K ﹤0.01%
305
+1
+0.3% +$40
AIM
3017
AIM ImmunoTech
AIM
$7.29M
$12K ﹤0.01%
400
– –
ABG icon
3018
Asbury Automotive
ABG
$3.78B
$11K ﹤0.01%
67
-6
-8% -$1K
ACCO icon
3019
Acco Brands
ACCO
$402M
$11K ﹤0.01%
1,995
-188
-9% -$977
BXC icon
3020
BlueLinx
BXC
$719M
$11K ﹤0.01%
155
– –
CLB icon
3021
Core Laboratories
CLB
$561M
$11K ﹤0.01%
564
-7
-1% -$136
COOP
3022
DELISTED
Mr. Cooper
COOP
$11K ﹤0.01%
294
– –
DRS icon
3023
Leonardo DRS
DRS
$12B
$11K ﹤0.01%
+935
New +$10.8K
FNCL icon
3024
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$11K ﹤0.01%
244
-637
-72% -$30.5K
LKFT
3025
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.76B
$11K ﹤0.01%
+265
New +$11.2K
119 120
121
122 123

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.