We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUM
3001
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$5K ﹤0.01%
170
-176
-51% -$5.55K
ERF
3002
DELISTED
Enerplus Corporation
ERF
$5K ﹤0.01%
712
+200
+39% +$1.23K
FIF
3003
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$5K ﹤0.01%
437
+8
+2% +$105
HEWC
3004
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
$5K ﹤0.01%
+168
New +$5.21K
GRNAW
3005
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$5K ﹤0.01%
+5,000
New +$4.42K
SQZ
3006
DELISTED
SQZ Biotechnologies Company
SQZ
$5K ﹤0.01%
+390
New +$5.09K
HEXO
3007
DELISTED
HEXO Corp. Common Shares
HEXO
$5K ﹤0.01%
+66
New +$5.75K
APTO
3008
DELISTED
Aptose Biosciences, Inc.
APTO
$5K ﹤0.01%
3
– –
SPAK
3009
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$5K ﹤0.01%
200
-500
-71% -$12.7K
RTLR
3010
DELISTED
Rattler Midstream LP Common Units
RTLR
$5K ﹤0.01%
544
+10
+2% +$110
QTS
3011
DELISTED
QTS REALTY TRUST, INC.
QTS
$5K ﹤0.01%
73
-28
-28% -$1.9K
VZIO
3012
DELISTED
VIZIO Holding Corp.
VZIO
$5K ﹤0.01%
200
– –
CADE
3013
DELISTED
Cadence Bancorporation
CADE
$5K ﹤0.01%
282
+2
+0.7% +$44
AMTX icon
3014
Aemetis
AMTX
$120M
$4K ﹤0.01%
437
– –
AOSL icon
3015
Alpha and Omega Semiconductor
AOSL
$1.07B
$4K ﹤0.01%
+140
New +$4.3K
BHF icon
3016
Brighthouse Financial
BHF
$3.48B
$4K ﹤0.01%
92
-47
-34% -$2.21K
BKD icon
3017
Brookdale Senior Living
BKD
$3.42B
$4K ﹤0.01%
+538
New +$3.87K
BRKL
3018
DELISTED
Brookline Bancorp
BRKL
$4K ﹤0.01%
319
– –
CLSK icon
3019
CleanSpark
CLSK
$3.18B
$4K ﹤0.01%
+250
New +$4.59K
CORN icon
3020
Teucrium Corn Fund
CORN
$169M
$4K ﹤0.01%
+200
New +$4.03K
CQQQ icon
3021
Invesco China Technology ETF
CQQQ
$3.23B
$4K ﹤0.01%
59
– –
CRUS icon
3022
Cirrus Logic
CRUS
$6.22B
$4K ﹤0.01%
51
-91
-64% -$7.29K
CVBF icon
3023
CVB Financial
CVBF
$3.99B
$4K ﹤0.01%
217
-1,419
-87% -$31K
DIN icon
3024
Dine Brands
DIN
$446M
$4K ﹤0.01%
46
-30
-39% -$2.78K
DIV icon
3025
Global X SuperDividend US ETF
DIV
$784M
$4K ﹤0.01%
+201
New +$4.01K
119 120
121
122 123

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.