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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNS
3001
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$3K ﹤0.01%
250
– –
ROCC
3002
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$3K ﹤0.01%
298
– –
TEN
3003
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$3K ﹤0.01%
315
-494
-61% -$5.4K
GCP
3004
DELISTED
GCP Applied Technologies Inc.
GCP
$3K ﹤0.01%
+133
New +$3.38K
IPOF.WS
3005
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$3K ﹤0.01%
1,300
– –
APTS
3006
DELISTED
Preferred Apartment Communities, Inc.
APTS
$3K ﹤0.01%
396
-157
-28% -$1.34K
XLRN
3007
DELISTED
Acceleron Pharma
XLRN
$3K ﹤0.01%
+29
New +$3.75K
SCR
3008
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$3K ﹤0.01%
+129
New +$3.37K
PRSP
3009
DELISTED
Perspecta Inc. Common Stock
PRSP
$3K ﹤0.01%
133
+40
+43% +$1.13K
WTRU
3010
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$3K ﹤0.01%
+58
New +$3.37K
STFC
3011
DELISTED
State Auto Financial Corp
STFC
$3K ﹤0.01%
+158
New +$2.9K
ENV
3012
DELISTED
ENVESTNET, INC.
ENV
$3K ﹤0.01%
50
-424
-89% -$33K
AAT
3013
American Assets Trust
AAT
$1.4B
$2K ﹤0.01%
66
– –
ADNT icon
3014
Adient
ADNT
$1.5B
$2K ﹤0.01%
55
-28
-34% -$1.06K
ADTN icon
3015
Adtran
ADTN
$616M
$2K ﹤0.01%
172
-270
-61% -$4.55K
AEIS icon
3016
Advanced Energy
AEIS
$13B
$2K ﹤0.01%
23
-24
-51% -$2.6K
AFK icon
3017
VanEck Africa Index ETF
AFK
$105M
$2K ﹤0.01%
+100
New +$2.13K
AMG icon
3018
Affiliated Managers Group
AMG
$9.76B
$2K ﹤0.01%
15
-28
-65% -$3.66K
AMX icon
3019
America Movil
AMX
$71.2B
$2K ﹤0.01%
162
-6
-4% -$82
ASIX icon
3020
AdvanSix
ASIX
$444M
$2K ﹤0.01%
79
-11
-12% -$281
AVNS
3021
DELISTED
Avanos Medical
AVNS
$2K ﹤0.01%
57
-125
-69% -$5.87K
BRKR icon
3022
Bruker
BRKR
$8.14B
$2K ﹤0.01%
+34
New +$2.04K
CACC icon
3023
Credit Acceptance
CACC
$6.08B
$2K ﹤0.01%
6
-5
-45% -$1.81K
CMBM
3024
DELISTED
Cambium Networks
CMBM
$2K ﹤0.01%
+44
New +$1.74K
CPRX
3025
DELISTED
Catalyst Pharmaceutical
CPRX
$2K ﹤0.01%
600
– –
119 120
121
122 123

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.