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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGS icon
2976
B&G Foods
BGS
$276M
$12K ﹤0.01%
1,112
-8,537
-88% -$119K
BSL
2977
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$12K ﹤0.01%
985
+18
+2% +$227
CBT icon
2978
Cabot Corp
CBT
$4.46B
$12K ﹤0.01%
182
-117
-39% -$8.17K
CNO icon
2979
CNO Financial Group
CNO
$5.12B
$12K ﹤0.01%
558
-499
-47% -$10.8K
COLM icon
2980
Columbia Sportswear
COLM
$2.92B
$12K ﹤0.01%
148
-4
-3% -$322
CRMT icon
2981
America's Car Mart
CRMT
$26.1M
$12K ﹤0.01%
174
– –
CWAN
2982
DELISTED
Clearwater Analytics
CWAN
$12K ﹤0.01%
659
+512
+348% +$8.87K
DFAR icon
2983
Dimensional US Real Estate ETF
DFAR
$1.76B
$12K ﹤0.01%
570
-81
-12% -$1.72K
DOCS icon
2984
Doximity
DOCS
$4.57B
$12K ﹤0.01%
405
-747
-65% -$22.8K
DT icon
2985
Dynatrace
DT
$14.6B
$12K ﹤0.01%
314
-196
-38% -$7.12K
EEFT icon
2986
Euronet Worldwide
EEFT
$2.65B
$12K ﹤0.01%
137
-584
-81% -$50.6K
ETNB
2987
DELISTED
89bio
ETNB
$12K ﹤0.01%
1,000
– –
EWS icon
2988
iShares MSCI Singapore ETF
EWS
$1.15B
$12K ﹤0.01%
+670
New +$12.1K
FIVN icon
2989
FIVE9
FIVN
$2.58B
$12K ﹤0.01%
196
+29
+17% +$1.82K
FNOV icon
2990
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
$12K ﹤0.01%
+346
New +$12.2K
FSLY icon
2991
Fastly Inc
FSLY
$4.42B
$12K ﹤0.01%
1,485
-2,218
-60% -$19.4K
IGA
2992
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$12K ﹤0.01%
1,409
+279
+25% +$2.43K
IPO icon
2993
Renaissance IPO ETF
IPO
$160M
$12K ﹤0.01%
500
-350
-41% -$9.44K
JBI icon
2994
Janus International
JBI
$732M
$12K ﹤0.01%
1,308
-123
-9% -$1.19K
JILL icon
2995
J. Jill
JILL
$279M
$12K ﹤0.01%
501
+400
+396% +$8.84K
JXI icon
2996
iShares Global Utilities ETF
JXI
$304M
$12K ﹤0.01%
202
-3
-1% -$174
LNW
2997
DELISTED
Light & Wonder
LNW
$12K ﹤0.01%
220
– –
MIO
2998
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$12K ﹤0.01%
+1,212
New +$12.6K
NOTV
2999
DELISTED
Inotiv
NOTV
$12K ﹤0.01%
2,500
– –
ONEQ icon
3000
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$12K ﹤0.01%
305
+1
+0.3% +$43
118 119
120
121 122

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.