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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNSA icon
2976
Kiniksa Pharmaceuticals
KNSA
$5.93B
$8K ﹤0.01%
750
– –
KRUS icon
2977
Kura Sushi USA
KRUS
$593M
$8K ﹤0.01%
200
– –
LRGE icon
2978
ClearBridge Large Cap Growth Select ETF
LRGE
$380M
$8K ﹤0.01%
151
– –
MBRX icon
2979
Moleculin Biotech
MBRX
$2.91M
$8K ﹤0.01%
7
-1
-13% -$1.17K
NE icon
2980
Noble Corp
NE
$6.51B
$8K ﹤0.01%
301
– –
OGS icon
2981
ONE Gas
OGS
$5.04B
$8K ﹤0.01%
135
+73
+118% +$5.2K
POR icon
2982
Portland General Electric
POR
$5.77B
$8K ﹤0.01%
190
+1
+0.5% +$49
RIGL icon
2983
Rigel Pharmaceuticals
RIGL
$750M
$8K ﹤0.01%
242
-50
-17% -$1.97K
RLJ icon
2984
RLJ Lodging Trust
RLJ
$1.69B
$8K ﹤0.01%
598
-133
-18% -$1.91K
SCHZ icon
2985
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$8K ﹤0.01%
300
– –
SKT icon
2986
Tanger
SKT
$4.52B
$8K ﹤0.01%
504
– –
STLA icon
2987
Stellantis
STLA
$20.8B
$8K ﹤0.01%
435
-263
-38% -$5.21K
TEF
2988
DELISTED
Telefonica
TEF
$8K ﹤0.01%
1,992
-2,093
-51% -$9.3K
USXF icon
2989
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$8K ﹤0.01%
+222
New +$8.27K
WTM icon
2990
White Mountains Insurance
WTM
$5.13B
$8K ﹤0.01%
8
– –
AKTS
2991
DELISTED
Akoustis Technologies Inc
AKTS
$8K ﹤0.01%
855
– –
ONEM
2992
DELISTED
1Life Healthcare
ONEM
$8K ﹤0.01%
400
-1,000
-71% -$25.7K
FCAX.WS
2993
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$8K ﹤0.01%
+9,540
New +$9.49K
Y
2994
DELISTED
Alleghany Corp
Y
$8K ﹤0.01%
15
+9
+150% +$5.94K
SOFIW
2995
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$8K ﹤0.01%
1,300
– –
CVA
2996
DELISTED
Covanta Holding Corporation
CVA
$8K ﹤0.01%
437
– –
CAI
2997
DELISTED
CAI International, Inc.
CAI
$8K ﹤0.01%
150
– –
VSTO
2998
DELISTED
Vista Outdoor Inc.
VSTO
$8K ﹤0.01%
200
– –
WBK
2999
DELISTED
Westpac Banking Corporation
WBK
$8K ﹤0.01%
+440
New +$8.22K
ABM icon
3000
ABM Industries
ABM
$2.84B
$7K ﹤0.01%
175
+98
+127% +$4.54K
118 119
120
121 122

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.