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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Philip Morris
PM
$295B
| $7.89M | 0.05% |
88,920
+6,025
| +7% | +$512K |
|
277
Shopify
SHOP
$195B
| $7.88M | 0.05% |
71,250
+5,270
| +8% | +$637K |
|
278
Vanguard Industrials ETF
VIS
$8.4B
| $7.82M | 0.05% |
41,341
+26,312
| +175% | +$4.68M |
|
279
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $7.78M | 0.05% |
16,345
-495
| -3% | -$226K |
|
280
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $7.7M | 0.05% |
297,769
+295,372
| +12,323% | +$7.63M |
|
281
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
| $7.64M | 0.05% |
177,122
+132,284
| +295% | +$5.44M |
|
282
VanEck Semiconductor ETF
SMH
$72.9B
| $7.61M | 0.05% |
62,486
+9,822
| +19% | +$1.16M |
|
283
VanEck Gold Miners ETF
GDX
$27.3B
| $7.61M | 0.05% |
234,041
+39,612
| +20% | +$1.35M |
|
284
Brookfield Renewable
BEP
$9.95B
| $7.58M | 0.05% |
177,980
+46,374
| +35% | +$2.05M |
|
285
Herc Holdings
HRI
$5.64B
| $7.57M | 0.05% |
+74,734
| New | +$6.04M |
|
286
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
| $7.56M | 0.05% |
509,908
+20,903
| +4% | +$310K |
|
287
Vanguard Consumer Staples ETF
VDC
$7.99B
| $7.48M | 0.05% |
41,976
+7,398
| +21% | +$1.27M |
|
288
Digital Realty Trust
DLR
$71.7B
| $7.41M | 0.05% |
52,644
+8,461
| +19% | +$1.17M |
|
289
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $7.37M | 0.05% |
56,698
+9,665
| +21% | +$1.29M |
|
290
Lennox International
LII
$15.2B
| $7.33M | 0.05% |
23,535
-1,302
| -5% | -$377K |
|
291
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $7.27M | 0.05% |
88,462
+57,679
| +187% | +$4.76M |
|
292
GE Aerospace
GE
$384B
| $7.26M | 0.05% |
111,036
+6,421
| +6% | +$389K |
|
293
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $7.25M | 0.05% |
142,915
+30,931
| +28% | +$1.57M |
|
294
Kinder Morgan
KMI
$68.9B
| $7.23M | 0.05% |
434,083
+11,351
| +3% | +$173K |
|
295
Mondelez International
MDLZ
$80.1B
| $7.21M | 0.05% |
123,109
+19,924
| +19% | +$1.12M |
|
296
Trinity Capital Inc.
TRIN
$1.7B
| $7.2M | 0.05% |
+482,565
| New | +$7.14M |
|
|
ACC
297
DELISTED
American Campus Communities, Inc.
ACC
| $7.19M | 0.05% |
166,668
-1,289,773
| -89% | -$54.8M |
|
298
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
| $7.16M | 0.05% |
55,851
-985
| -2% | -$125K |
|
299
Diageo
DEO
$53.6B
| $7.16M | 0.05% |
43,591
+4,406
| +11% | +$721K |
|
300
Xylem
XYL
$28.1B
| $7.11M | 0.05% |
67,644
-4,925
| -7% | -$499K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.