We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
3M
MMM
$91.4B
| $2.31M | 0.03% |
16,805
+1,348
| +9% | +$188K |
|
|
DFS
277
DELISTED
Discover Financial Services
DFS
| $2.29M | 0.03% |
28,224
+24,963
| +766% | +$2.06M |
|
278
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $2.28M | 0.03% |
85,782
+80,581
| +1,549% | +$2.13M |
|
279
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.5B
| $2.25M | 0.03% |
12,386
-63
| -0.5% | -$11.7K |
|
280
iShares National Muni Bond ETF
MUB
$45.2B
| $2.2M | 0.03% |
19,306
+10,472
| +119% | +$1.19M |
|
281
NetEase
NTES
$84.2B
| $2.19M | 0.03% |
41,135
+12,745
| +45% | +$648K |
|
282
KeyCorp
KEY
$24.5B
| $2.19M | 0.03% |
122,698
+2,595
| +2% | +$44.9K |
|
283
MetLife
MET
$62B
| $2.16M | 0.03% |
45,866
+1,435
| +3% | +$68.4K |
|
284
Universal Health Services
UHS
$10.2B
| $2.14M | 0.03% |
+14,391
| New | +$2.07M |
|
285
Crane NXT
CXT
$3.09B
| $2.14M | 0.03% |
76,302
-328
| -0.4% | -$9.15K |
|
286
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
| $2.08M | 0.03% |
5,911
+2,436
| +70% | +$854K |
|
287
Lloyds Banking Group
LYG
$90.8B
| $2.08M | 0.03% |
788,963
+779,531
| +8,265% | +$2.02M |
|
288
Telus
TU
$15B
| $2.07M | 0.03% |
115,992
+35,246
| +44% | +$642K |
|
289
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $2.06M | 0.03% |
49,256
+4,520
| +10% | +$189K |
|
290
Barron's 400 ETF
BFOR
$236M
| $2.06M | 0.03% |
206,784
| – | – |
|
291
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $2.06M | 0.03% |
54,764
+50,203
| +1,101% | +$1.87M |
|
292
Tractor Supply
TSCO
$16.8B
| $2.05M | 0.03% |
113,380
+112,910
| +24,023% | +$2.34M |
|
|
CIL
293
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
| $2.03M | 0.03% |
54,457
+1,075
| +2% | +$40K |
|
294
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.33B
| $2.01M | 0.03% |
14,950
+4,150
| +38% | +$586K |
|
|
CEO
295
DELISTED
CNOOC Limited
CEO
| $2.01M | 0.03% |
13,191
+3,752
| +40% | +$590K |
|
296
Energy Transfer Partners
ET
$69.8B
| $1.98M | 0.03% |
150,987
-46,098
| -23% | -$643K |
|
297
Itron
ITRI
$4.42B
| $1.96M | 0.03% |
26,544
+1,062
| +4% | +$71.4K |
|
298
Aptiv
APTV
$12.1B
| $1.96M | 0.03% |
22,379
-248
| -1% | -$20.7K |
|
299
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $1.94M | 0.03% |
23,887
+9,468
| +66% | +$765K |
|
300
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $1.94M | 0.03% |
23,950
-7,514
| -24% | -$606K |
|
Similar funds
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.