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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.19%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.02B
AUM Growth
+$1.31B
(+23%)
Cap. Flow
+$650M
Cap. Flow
% of AUM
9.26%
Top 10 Holdings %
Top 10 Hldgs %
28.08%
Holding
1,957
New
1,047
Increased
658
Reduced
132
Closed
26
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$135M |
| 2 |
TE Connectivity
TEL
|
+$68.3M |
| 3 |
CVET
Covetrus, Inc. Common Stock
CVET
|
+$48.5M |
| 4 |
Cemex
CX
|
+$22M |
| 5 |
Comcast
CMCSA
|
+$18.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$53.1M |
| 2 |
NCR Voyix
VYX
|
+$42M |
| 3 |
BP
BP
|
+$31.3M |
| 4 |
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
|
+$27.4M |
| 5 |
Charter Communications
CHTR
|
+$26.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 18.75% |
| 2 | Financials | 15.82% |
| 3 | Technology | 12.61% |
| 4 | Communication Services | 11.92% |
| 5 | Consumer Discretionary | 10.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.52B
| $1.86M | 0.03% |
50,836
+12,930
| +34% | +$459K |
|
277
Rockwell Automation
ROK
$49.8B
| $1.83M | 0.03% |
10,439
+3,953
| +61% | +$672K |
|
278
Ally Financial
ALLY
$13.7B
| $1.83M | 0.03% |
66,520
-6,355
| -9% | -$166K |
|
279
First Trust North American Energy Infrastructure Fund
EMLP
$4.13B
| $1.82M | 0.03% |
+73,533
| New | +$1.74M |
|
280
Enbridge
ENB
$117B
| $1.81M | 0.03% |
49,959
-1,158
| -2% | -$41.7K |
|
281
HSBC
HSBC
$365B
| $1.78M | 0.03% |
+44,387
| New | +$1.79M |
|
282
Emerson Electric
EMR
$88B
| $1.75M | 0.03% |
25,566
+2,457
| +11% | +$162K |
|
283
Trane Technologies
TT
$104B
| $1.74M | 0.02% |
16,096
+2,121
| +15% | +$215K |
|
284
Rogers Communications
RCI
$18.3B
| $1.72M | 0.02% |
31,943
+31,387
| +5,645% | +$1.69M |
|
285
Stryker
SYK
$129B
| $1.72M | 0.02% |
8,698
+2,921
| +51% | +$526K |
|
286
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
| $1.71M | 0.02% |
+12,283
| New | +$1.64M |
|
287
iShares S&P 500 Growth ETF
IVW
$77.5B
| $1.69M | 0.02% |
39,240
+1,900
| +5% | +$77.8K |
|
288
iShares Gold Trust
IAU
$63.4B
| $1.69M | 0.02% |
68,240
+25,028
| +58% | +$625K |
|
|
NVO
289
Novo Nordisk
NVO
$197B
| $1.69M | 0.02% |
64,518
+10,018
| +18% | +$246K |
|
290
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $1.68M | 0.02% |
+29,895
| New | +$1.6M |
|
291
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
| $1.67M | 0.02% |
31,885
+2,480
| +8% | +$126K |
|
292
Sanofi
SNY
$102B
| $1.66M | 0.02% |
37,535
+37,360
| +21,349% | +$1.6M |
|
|
TPIC
293
DELISTED
TPI Composites
TPIC
| $1.66M | 0.02% |
58,042
+37,272
| +179% | +$1.1M |
|
294
Oneok
OKE
$55.1B
| $1.62M | 0.02% |
23,197
+18,649
| +410% | +$1.21M |
|
295
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
| $1.62M | 0.02% |
+18,604
| New | +$1.58M |
|
296
iShares Russell Mid-Cap Value ETF
IWS
$16B
| $1.58M | 0.02% |
18,201
+5,498
| +43% | +$464K |
|
297
MGIC Investment
MTG
$6.33B
| $1.56M | 0.02% |
118,052
-11,911
| -9% | -$148K |
|
298
SAP
SAP
$225B
| $1.55M | 0.02% |
13,386
+12,960
| +3,042% | +$1.38M |
|
299
Cheniere Energy
LNG
$54.3B
| $1.53M | 0.02% |
22,398
+4,432
| +25% | +$291K |
|
300
Occidental Petroleum
OXY
$54.8B
| $1.53M | 0.02% |
23,123
+4,608
| +25% | +$304K |
|
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Rockefeller Capital Management's Q1 2019 Portfolio in Review
As of Q1 2019, Rockefeller Capital Management held 1,957 positions worth $7.02B, up 23% from $5.71B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $650M of net new capital in Q1 2019, opening 1,047 new positions and adding to 658 existing holdings. Its largest new stake was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was Vanguard Mortgage-Backed Securities ETF, an estimated $53.1M trimmed.
- Rockefeller Capital Management's largest Q1 2019 buy was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
- Rockefeller Capital Management added most to Apple in Q1 2019, an estimated $135M increase.
- Rockefeller Capital Management's biggest Q1 2019 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $53.1M.
- Rockefeller Capital Management fully exited iShares MSCI South Korea ETF in Q1 2019, selling an estimated $2.61M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.02B portfolio in Q1 2019.
- Rockefeller Capital Management opened 1,047 new positions and closed 26 in Q1 2019.
- Rockefeller Capital Management's portfolio value rose 23% quarter-over-quarter to $7.02B.
Based on Rockefeller Capital Management's 13F filing for Q1 2019, filed 10 May 2019.