We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDCC icon
2951
InterDigital
IDCC
$8.99B
$13K ﹤0.01%
279
– –
JHG
2952
DELISTED
Janus Henderson
JHG
$13K ﹤0.01%
580
– –
KMPR icon
2953
Kemper
KMPR
$1.55B
$13K ﹤0.01%
272
+10
+4% +$503
LIVN icon
2954
LivaNova
LIVN
$4.21B
$13K ﹤0.01%
235
+218
+1,282% +$11.1K
MTRN icon
2955
Materion
MTRN
$5.83B
$13K ﹤0.01%
149
– –
MYPS icon
2956
PLAYSTUDIOS Inc
MYPS
$86.3M
$13K ﹤0.01%
3,567
– –
NIU
2957
Niu Technologies
NIU
$160M
$13K ﹤0.01%
2,500
– –
NTB icon
2958
Bank of N.T. Butterfield & Son
NTB
$2.46B
$13K ﹤0.01%
469
+129
+38% +$4.26K
NVAX icon
2959
Novavax
NVAX
$1.3B
$13K ﹤0.01%
1,333
– –
OSUR icon
2960
OraSure Technologies
OSUR
$275M
$13K ﹤0.01%
2,831
-356
-11% -$1.63K
SAIA icon
2961
Saia
SAIA
$9.49B
$13K ﹤0.01%
63
+19
+43% +$4.14K
SPT icon
2962
Sprout Social
SPT
$604M
$13K ﹤0.01%
234
-173
-43% -$10.2K
TEF
2963
DELISTED
Telefonica
TEF
$13K ﹤0.01%
3,920
+930
+31% +$3.25K
TFPM icon
2964
Triple Flag Precious Metals
TFPM
$6.59B
$13K ﹤0.01%
1,000
– –
TPIF icon
2965
Timothy Plan International ETF
TPIF
$265M
$13K ﹤0.01%
572
+1
+0.2% +$22
UTMD icon
2966
Utah Medical Products
UTMD
$227M
$13K ﹤0.01%
+131
New +$12K
VAMO icon
2967
Cambria Value and Momentum ETF
VAMO
$109M
$13K ﹤0.01%
+500
New +$13.8K
VKTX icon
2968
Viking Therapeutics
VKTX
$4.02B
$13K ﹤0.01%
1,461
– –
VSH icon
2969
Vishay Intertechnology
VSH
$5.08B
$13K ﹤0.01%
627
+2
+0.3% +$42
WSFS icon
2970
WSFS Financial
WSFS
$4.12B
$13K ﹤0.01%
302
-105
-26% -$4.94K
PRFT
2971
DELISTED
Perficient Inc
PRFT
$13K ﹤0.01%
198
+104
+111% +$7.17K
MOON
2972
DELISTED
Direxion Moonshot Innovators ETF
MOON
$13K ﹤0.01%
1,275
– –
PCGU
2973
DELISTED
PG&E Corporation
PCGU
$13K ﹤0.01%
92
– –
AMH icon
2974
American Homes 4 Rent
AMH
$12.3B
$12K ﹤0.01%
419
– –
BDN
2975
Brandywine Realty Trust
BDN
$530M
$12K ﹤0.01%
1,986
-60
-3% -$386
117 118
119
120 121

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.