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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
2951
Cable One
CABO
$212M
$10K ﹤0.01%
6
-26
-81% -$46.1K
CFO icon
2952
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$425M
$10K ﹤0.01%
+129
New +$9.69K
CMCO icon
2953
Columbus McKinnon
CMCO
$584M
$10K ﹤0.01%
+236
New +$11.4K
CNBS icon
2954
Amplify Seymour Cannabis ETF
CNBS
$72.7M
$10K ﹤0.01%
60
+7
+13% +$1.41K
CTMX icon
2955
CytomX Therapeutics
CTMX
$754M
$10K ﹤0.01%
2,349
– –
DNP icon
2956
DNP Select Income Fund
DNP
$4.09B
$10K ﹤0.01%
948
+648
+216% +$7K
FR icon
2957
First Industrial Realty Trust
FR
$8.44B
$10K ﹤0.01%
166
+6
+4% +$361
GPRO icon
2958
GoPro
GPRO
$126M
$10K ﹤0.01%
1,000
+768
+331% +$7.62K
HPI
2959
John Hancock Preferred Income Fund
HPI
$433M
$10K ﹤0.01%
524
+12
+2% +$255
IDE
2960
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$10K ﹤0.01%
852
+16
+2% +$194
IEO icon
2961
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
$10K ﹤0.01%
164
-28
-15% -$1.76K
KN icon
2962
Knowles
KN
$3.34B
$10K ﹤0.01%
438
– –
LSF icon
2963
Laird Superfood
LSF
$47.8M
$10K ﹤0.01%
800
-200
-20% -$3.09K
LSTR icon
2964
Landstar System
LSTR
$6.21B
$10K ﹤0.01%
62
– –
NAUT icon
2965
Nautilus Biotechnolgy
NAUT
$115M
$10K ﹤0.01%
2,000
+1,000
+100% +$5.35K
OSCR icon
2966
Oscar Health
OSCR
$8.61B
$10K ﹤0.01%
1,400
-300
-18% -$3.77K
PFG icon
2967
Principal Financial Group
PFG
$24.3B
$10K ﹤0.01%
141
-34
-19% -$2.37K
PL icon
2968
Planet Labs
PL
$8.53B
$10K ﹤0.01%
+1,700
New +$16.1K
PMT
2969
PennyMac Mortgage Investment
PMT
$842M
$10K ﹤0.01%
616
– –
PPBI
2970
DELISTED
Pacific Premier Bancorp
PPBI
$10K ﹤0.01%
+272
New +$11.3K
PXF icon
2971
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$10K ﹤0.01%
215
+4
+2% +$190
ROBT icon
2972
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$774M
$10K ﹤0.01%
191
-4,270
-96% -$235K
TEI
2973
Templeton Emerging Markets Income Fund
TEI
$321M
$10K ﹤0.01%
+1,380
New +$10.4K
WBS icon
2974
Webster Financial
WBS
$12.8B
$10K ﹤0.01%
192
+1
+0.5% +$56
ZIP icon
2975
ZipRecruiter
ZIP
$423M
$10K ﹤0.01%
429
– –
117 118
119
120 121

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.