We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBIV
2951
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$6K ﹤0.01%
+67
New +$6.53K
CAJ
2952
DELISTED
Canon, Inc.
CAJ
$6K ﹤0.01%
298
+31
+12% +$730
TEN
2953
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$6K ﹤0.01%
315
– –
TPGY
2954
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$6K ﹤0.01%
500
-500
-50% -$7.25K
SMM
2955
DELISTED
Salient Midstream & MLP Fund
SMM
$6K ﹤0.01%
1,010
+10
+1% +$56
SC
2956
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$6K ﹤0.01%
192
+125
+187% +$4.34K
DRNA
2957
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$6K ﹤0.01%
+175
New +$5.36K
GHVIU
2958
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$6K ﹤0.01%
400
– –
WTRU
2959
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$6K ﹤0.01%
105
+47
+81% +$2.77K
AGO icon
2960
Assured Guaranty
AGO
$3.44B
$5K ﹤0.01%
123
+17
+16% +$798
AMWD
2961
DELISTED
American Woodmark
AMWD
$5K ﹤0.01%
72
+62
+620% +$5.8K
AQB icon
2962
AquaBounty Technologies
AQB
$5.97M
$5K ﹤0.01%
55
– –
ARGX icon
2963
argenx
ARGX
$54.6B
$5K ﹤0.01%
17
-2
-11% -$569
OPTU
2964
Optimum Communications Inc
OPTU
$326M
$5K ﹤0.01%
159
+125
+368% +$4.37K
BANR icon
2965
Banner Corp
BANR
$2.41B
$5K ﹤0.01%
108
-128
-54% -$7.25K
BKH icon
2966
Black Hills Corp
BKH
$5.71B
$5K ﹤0.01%
95
-24
-20% -$1.63K
BTO
2967
John Hancock Financial Opportunities Fund
BTO
$798M
$5K ﹤0.01%
+142
New +$5.62K
CADE
2968
DELISTED
Cadence Bank
CADE
$5K ﹤0.01%
192
+1
+0.5% +$30
CBZ icon
2969
CBIZ
CBZ
$2.96B
$5K ﹤0.01%
154
-74
-32% -$2.47K
CGNT icon
2970
Cognyte Software
CGNT
$672M
$5K ﹤0.01%
239
– –
CHT icon
2971
Chunghwa Telecom
CHT
$33B
$5K ﹤0.01%
+134
New +$5.45K
COMB icon
2972
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$148M
$5K ﹤0.01%
190
– –
CPRI icon
2973
Capri Holdings
CPRI
$1.74B
$5K ﹤0.01%
103
+21
+26% +$1.14K
CRDF icon
2974
Cardiff Oncology
CRDF
$76.3M
$5K ﹤0.01%
882
-353
-29% -$2.99K
DBI icon
2975
Designer Brands
DBI
$332M
$5K ﹤0.01%
334
– –
117 118
119
120 121

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.