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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYW icon
2926
Skywest
SKYW
$4.18B
$14K ﹤0.01%
848
– –
STPZ icon
2927
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$14K ﹤0.01%
282
– –
SYNA icon
2928
Synaptics
SYNA
$4.09B
$14K ﹤0.01%
156
+50
+47% +$4.8K
TMDX icon
2929
Transmedics
TMDX
$3.07B
$14K ﹤0.01%
238
-69
-22% -$3.67K
TUR icon
2930
iShares MSCI Turkey ETF
TUR
$217M
$14K ﹤0.01%
400
+200
+100% +$6.12K
BCPC
2931
Balchem Corp
BCPC
$5.65B
$14K ﹤0.01%
128
– –
TCN
2932
DELISTED
Tricon Residential Inc.
TCN
$14K ﹤0.01%
1,935
– –
MDC
2933
DELISTED
M.D.C. Holdings, Inc.
MDC
$14K ﹤0.01%
450
-69
-13% -$2.13K
SGFY
2934
DELISTED
Signify Health, Inc.
SGFY
$14K ﹤0.01%
500
– –
AIMC
2935
DELISTED
Altra Industrial Motion Corp
AIMC
$14K ﹤0.01%
248
-66
-21% -$3.47K
NEE.PRP
2936
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$14K ﹤0.01%
288
– –
ACLS icon
2937
Axcelis
ACLS
$4.1B
$13K ﹤0.01%
174
– –
ALSN icon
2938
Allison Transmission
ALSN
$10.3B
$13K ﹤0.01%
324
-38
-10% -$1.56K
AMAL icon
2939
Amalgamated Financial
AMAL
$1.48B
$13K ﹤0.01%
579
– –
ANVS icon
2940
Annovis Bio
ANVS
$80.4M
$13K ﹤0.01%
1,000
– –
BBVA icon
2941
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$13K ﹤0.01%
2,317
-763
-25% -$4.12K
BKCH icon
2942
Global X Blockchain ETF
BKCH
$197M
$13K ﹤0.01%
1,045
-685
-40% -$12.9K
BRZU icon
2943
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$96.9M
$13K ﹤0.01%
200
– –
CAR icon
2944
Avis
CAR
$4.9B
$13K ﹤0.01%
84
– –
EEMS icon
2945
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$374M
$13K ﹤0.01%
296
-233
-44% -$11.1K
ETB
2946
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$13K ﹤0.01%
1,050
– –
EVTC icon
2947
Evertec
EVTC
$1.77B
$13K ﹤0.01%
426
– –
FRBA icon
2948
First Bank
FRBA
$452M
$13K ﹤0.01%
+1,000
New +$14.7K
GAA icon
2949
Cambria Global Asset Allocation ETF
GAA
$73.6M
$13K ﹤0.01%
500
– –
HAIN icon
2950
Hain Celestial
HAIN
$53.4M
$13K ﹤0.01%
903
-185
-17% -$3.3K
116 117
118
119 120

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.