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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REI icon
2926
Ring Energy
REI
$339M
$11K ﹤0.01%
5,000
– –
RRC icon
2927
Range Resources
RRC
$8.95B
$11K ﹤0.01%
708
-43
-6% -$927
SAIA icon
2928
Saia
SAIA
$9.72B
$11K ﹤0.01%
35
+18
+106% +$5.59K
SMPL icon
2929
Simply Good Foods
SMPL
$982M
$11K ﹤0.01%
287
+171
+147% +$6.53K
UPBD icon
2930
Upbound Group
UPBD
$1.16B
$11K ﹤0.01%
238
-1,000
-81% -$50K
UTI icon
2931
Universal Technical Institute
UTI
$1.59B
$11K ﹤0.01%
1,500
– –
VKTX icon
2932
Viking Therapeutics
VKTX
$4B
$11K ﹤0.01%
2,524
-700
-22% -$3.92K
VNDA icon
2933
Vanda Pharmaceuticals
VNDA
$302M
$11K ﹤0.01%
704
+504
+252% +$8.78K
WNDY
2934
DELISTED
Global X Wind Energy ETF
WNDY
$11K ﹤0.01%
+500
New +$12.2K
WWW icon
2935
Wolverine World Wide
WWW
$1.55B
$11K ﹤0.01%
404
-432
-52% -$13.8K
ZIM icon
2936
ZIM Integrated Shipping Services
ZIM
$3.24B
$11K ﹤0.01%
200
– –
MAGN
2937
Magnera Corp
MAGN
$460M
$11K ﹤0.01%
51
+2
+4% +$435
UTRN
2938
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$11K ﹤0.01%
373
+73
+24% +$2.62K
ENLC
2939
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$11K ﹤0.01%
1,681
+21
+1% +$152
TWOU
2940
DELISTED
2U Inc
TWOU
$11K ﹤0.01%
21
-2
-9% -$1.59K
TTM
2941
DELISTED
Tata Motors Limited
TTM
$11K ﹤0.01%
359
-203
-36% -$6.39K
FCAX.WS
2942
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$11K ﹤0.01%
14,420
+4,880
+51% +$4.37K
FVT.WS
2943
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$11K ﹤0.01%
13,920
– –
FRTA
2944
DELISTED
Forterra, Inc
FRTA
$11K ﹤0.01%
500
– –
FM
2945
DELISTED
iShares Frontier and Select EM ETF
FM
$11K ﹤0.01%
325
+194
+148% +$6.79K
ADN
2946
DELISTED
Advent Technologies
ADN
$10K ﹤0.01%
52
– –
AZEK
2947
DELISTED
The AZEK Co
AZEK
$10K ﹤0.01%
230
+160
+229% +$6.37K
BAC.PRL icon
2948
Bank of America Series L
BAC.PRL
$3.99B
$10K ﹤0.01%
+7
New +$10.1K
BCYC
2949
Bicycle Therapeutics
BCYC
$292M
$10K ﹤0.01%
165
-181
-52% -$9.99K
CMRC
2950
Commerce.com Inc Series 1
CMRC
$184M
$10K ﹤0.01%
295
+15
+5% +$706
116 117
118
119 120

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.