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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRTS icon
2926
CarParts.com
PRTS
$54.7M
$9K ﹤0.01%
61
– –
PXF icon
2927
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$9K ﹤0.01%
211
+1
+0.5% +$48
RNWWW
2928
ReNew Energy Global PLC Warrant
RNWWW
$44.5K
$9K ﹤0.01%
+5,333
New +$8.52K
SA
2929
Seabridge Gold
SA
$3.35B
$9K ﹤0.01%
+600
New +$10.4K
SBR
2930
Sabine Royalty Trust
SBR
$1.05B
$9K ﹤0.01%
228
– –
SHYF
2931
DELISTED
The Shyft Group
SHYF
$9K ﹤0.01%
253
+200
+377% +$8.1K
SPMB icon
2932
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$9K ﹤0.01%
367
– –
TFII icon
2933
TFI International
TFII
$11.5B
$9K ﹤0.01%
91
– –
TMCWW
2934
TMC The Metals Company Warrants
TMCWW
$1.19M
$9K ﹤0.01%
+10,000
New +$13.5K
TNK icon
2935
Teekay Tankers
TNK
$2.68B
$9K ﹤0.01%
625
– –
UMC icon
2936
United Microelectronic
UMC
$46.9B
$9K ﹤0.01%
814
+267
+49% +$2.87K
USRT icon
2937
iShares Core US REIT ETF
USRT
$4.64B
$9K ﹤0.01%
174
+27
+18% +$1.64K
VERI icon
2938
Veritone
VERI
$122M
$9K ﹤0.01%
408
– –
WLK icon
2939
Westlake Corp
WLK
$9.9B
$9K ﹤0.01%
106
-23
-18% -$1.97K
YSEP icon
2940
FT Vest International Equity Buffer ETF September
YSEP
$121M
$9K ﹤0.01%
+500
New +$9.94K
MAGN
2941
Magnera Corp
MAGN
$460M
$9K ﹤0.01%
49
– –
PSTX
2942
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$9K ﹤0.01%
1,250
– –
SLAMU
2943
DELISTED
Slam Corp. Unit
SLAMU
$9K ﹤0.01%
+1,000
New +$9.97K
DOOR
2944
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$9K ﹤0.01%
90
-22
-20% -$2.5K
MDRX
2945
DELISTED
Veradigm Inc. Common Stock
MDRX
$9K ﹤0.01%
719
– –
MARK
2946
DELISTED
Remark Holdings, Inc.
MARK
$9K ﹤0.01%
914
– –
BRMK
2947
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$9K ﹤0.01%
1,000
– –
CLAA.WS
2948
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
$9K ﹤0.01%
+11,960
New +$11.3K
RADA
2949
DELISTED
Rada Electronic Industries Ltd
RADA
$9K ﹤0.01%
935
– –
CTT
2950
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$9K ﹤0.01%
811
+10
+1% +$117
116 117
118
119 120

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.