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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKTX icon
2926
Viking Therapeutics
VKTX
$4B
$4K ﹤0.01%
724
+364
+101% +$2.56K
WIW
2927
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$4K ﹤0.01%
351
-410
-54% -$5.04K
AIF
2928
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$4K ﹤0.01%
278
-359
-56% -$5.25K
ICPT
2929
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$4K ﹤0.01%
200
– –
JPT
2930
DELISTED
Nuveen Preferred and Income Fund
JPT
$4K ﹤0.01%
+197
New +$4.79K
NYMX
2931
DELISTED
Nymox Pharmaceutical Corp
NYMX
$4K ﹤0.01%
2,000
– –
TRIL
2932
DELISTED
Trillium Therapeutics Inc.
TRIL
$4K ﹤0.01%
+382
New +$4.72K
VZIO
2933
DELISTED
VIZIO Holding Corp.
VZIO
$4K ﹤0.01%
+200
New +$4.42K
BFY
2934
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$4K ﹤0.01%
+322
New +$4.77K
ABG icon
2935
Asbury Automotive
ABG
$3.85B
$3K ﹤0.01%
20
– –
ACI icon
2936
Albertsons Companies
ACI
$5.83B
$3K ﹤0.01%
+200
New +$3.51K
ADMA icon
2937
ADMA Biologics
ADMA
$2.22B
$3K ﹤0.01%
+1,889
New +$4.32K
AEVA
2938
Aeva Technologies
AEVA
$1.86B
$3K ﹤0.01%
63
-185
-75% -$14.4K
ARR
2939
Armour Residential REIT
ARR
$2.36B
$3K ﹤0.01%
58
– –
BNGO icon
2940
Bionano Genomics
BNGO
$13.3M
$3K ﹤0.01%
+1
New +$5.64K
BWA icon
2941
BorgWarner
BWA
$13.9B
$3K ﹤0.01%
87
+32
+58% +$1.25K
CENTA icon
2942
Central Garden & Pet Co Class A
CENTA
$2.44B
$3K ﹤0.01%
+85
New +$2.91K
CLDT
2943
Chatham Lodging
CLDT
$586M
$3K ﹤0.01%
250
-389
-61% -$4.95K
CNBS icon
2944
Amplify Seymour Cannabis ETF
CNBS
$72.7M
$3K ﹤0.01%
+10
New +$3.38K
CNNE icon
2945
Cannae Holdings
CNNE
$649M
$3K ﹤0.01%
85
-6
-7% -$242
CNX icon
2946
CNX Resources
CNX
$5.2B
$3K ﹤0.01%
300
+169
+129% +$2.27K
CPRI icon
2947
Capri Holdings
CPRI
$1.74B
$3K ﹤0.01%
82
-14,645
-99% -$690K
DLX icon
2948
Deluxe
DLX
$1.15B
$3K ﹤0.01%
+91
New +$3.43K
DORM icon
2949
Dorman Products
DORM
$4.18B
$3K ﹤0.01%
38
– –
EFR
2950
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$3K ﹤0.01%
225
– –
116 117
118
119 120

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.