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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGR icon
2901
Sturm, Ruger & Co
RGR
$594M
$15K ﹤0.01%
315
+2
+0.6% +$109
SBH icon
2902
Sally Beauty Holdings
SBH
$1.57B
$15K ﹤0.01%
1,255
+37
+3% +$454
TAIL icon
2903
Cambria Tail Risk ETF
TAIL
$146M
$15K ﹤0.01%
1,000
– –
TR icon
2904
Tootsie Roll Industries
TR
$2.97B
$15K ﹤0.01%
407
-39
-9% -$1.42K
WTM icon
2905
White Mountains Insurance
WTM
$5.04B
$15K ﹤0.01%
11
+1
+10% +$1.35K
NUO
2906
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$15K ﹤0.01%
1,250
– –
AIVI icon
2907
WisdomTree International AI Enhanced Value Fund
AIVI
$63.3M
$14K ﹤0.01%
400
– –
BLKB icon
2908
Blackbaud
BLKB
$2.09B
$14K ﹤0.01%
248
-16
-6% -$896
COTY icon
2909
Coty
COTY
$2.51B
$14K ﹤0.01%
1,686
-4,804
-74% -$35.3K
CSGS
2910
DELISTED
CSG Systems International
CSGS
$14K ﹤0.01%
247
+1
+0.4% +$59
DGII icon
2911
Digi International
DGII
$3.14B
$14K ﹤0.01%
390
-345
-47% -$13.3K
EVGN icon
2912
Evogene
EVGN
$7.65M
$14K ﹤0.01%
+2,000
New +$14.1K
FN icon
2913
Fabrinet
FN
$18.9B
$14K ﹤0.01%
113
-125
-53% -$14.9K
FR icon
2914
First Industrial Realty Trust
FR
$8.36B
$14K ﹤0.01%
303
-109
-26% -$5.2K
IMKTA icon
2915
Ingles Markets
IMKTA
$1.62B
$14K ﹤0.01%
+149
New +$14K
IPAY icon
2916
Amplify Mobile Payments ETF
IPAY
$182M
$14K ﹤0.01%
373
– –
JAMF
2917
DELISTED
Jamf
JAMF
$14K ﹤0.01%
+660
New +$14.5K
JBLU icon
2918
JetBlue
JBLU
$2.13B
$14K ﹤0.01%
2,249
-915
-29% -$6.68K
JPI
2919
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$14K ﹤0.01%
800
– –
MBSD icon
2920
FlexShares Disciplined Duration MBS Index Fund
MBSD
$88.7M
$14K ﹤0.01%
735
+8
+1% +$162
MCB icon
2921
Metropolitan Bank Holding Corp
MCB
$1.15B
$14K ﹤0.01%
250
-16
-6% -$1.01K
MYGN icon
2922
Myriad Genetics
MYGN
$311M
$14K ﹤0.01%
973
-218
-18% -$4.06K
NEWT icon
2923
NewtekOne
NEWT
$372M
$14K ﹤0.01%
883
+804
+1,018% +$13.4K
NTGR icon
2924
NETGEAR
NTGR
$619M
$14K ﹤0.01%
803
+705
+719% +$13.9K
SBSW icon
2925
Sibanye-Stillwater
SBSW
$7.55B
$14K ﹤0.01%
1,454
-569
-28% -$5.78K
115 116
117
118 119

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.