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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMCOU
2901
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
$10K ﹤0.01%
1,000
– –
CLIM.WS
2902
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$10K ﹤0.01%
+10,226
New +$12K
NP
2903
DELISTED
Neenah, Inc. Common Stock
NP
$10K ﹤0.01%
+216
New +$10.5K
GMBTU
2904
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$10K ﹤0.01%
1,013
-12,005
-92% -$121K
AGZD icon
2905
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$9K ﹤0.01%
+416
New +$9.76K
AM icon
2906
Antero Midstream
AM
$10.1B
$9K ﹤0.01%
869
+173
+25% +$1.7K
EFOR
2907
Everforth Inc
EFOR
$1.32B
$9K ﹤0.01%
85
+57
+204% +$6K
BUZZ icon
2908
VanEck Social Sentiment ETF
BUZZ
$99.2M
$9K ﹤0.01%
402
+2
+0.5% +$51
DEA
2909
Easterly Government Properties
DEA
$1.18B
$9K ﹤0.01%
186
+2
+1% +$108
EPR icon
2910
EPR Properties
EPR
$4.77B
$9K ﹤0.01%
194
+61
+46% +$3.09K
HEI.A icon
2911
HEICO Corp Class A
HEI.A
$37.2B
$9K ﹤0.01%
77
+72
+1,440% +$8.59K
HI
2912
DELISTED
Hillenbrand
HI
$9K ﹤0.01%
234
+23
+11% +$1.01K
HOUS
2913
DELISTED
Anywhere Real Estate
HOUS
$9K ﹤0.01%
526
+382
+265% +$6.73K
IHDG icon
2914
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$9K ﹤0.01%
215
– –
JWN
2915
DELISTED
Nordstrom
JWN
$9K ﹤0.01%
347
-300
-46% -$9.57K
KOPN icon
2916
Kopin
KOPN
$791M
$9K ﹤0.01%
+1,765
New +$10.7K
LSTR icon
2917
Landstar System
LSTR
$6.21B
$9K ﹤0.01%
62
-35
-36% -$5.59K
LU icon
2918
Lufax Holding
LU
$1.3B
$9K ﹤0.01%
+337
New +$11.2K
MD icon
2919
Pediatrix Medical
MD
$2.2B
$9K ﹤0.01%
327
-109
-25% -$3.32K
MRTN icon
2920
Marten Transport
MRTN
$1.22B
$9K ﹤0.01%
573
– –
NAN icon
2921
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$9K ﹤0.01%
+646
New +$9.75K
NWN icon
2922
Northwest Natural Holdings
NWN
$2.12B
$9K ﹤0.01%
200
– –
PBYI icon
2923
Puma Biotechnology
PBYI
$454M
$9K ﹤0.01%
1,323
-55,779
-98% -$418K
PDD icon
2924
Pinduoduo
PDD
$131B
$9K ﹤0.01%
+100
New +$9.72K
PRI icon
2925
Primerica
PRI
$9.89B
$9K ﹤0.01%
66
+20
+43% +$2.98K
115 116
117
118 119

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.