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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNK
2901
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
63
– –
WUBA
2902
DELISTED
58.com Inc
WUBA
– –
-85
Closed -$5K
LOGM
2903
DELISTED
LogMein, Inc.
LOGM
– –
-477
Closed -$40K
GSB
2904
DELISTED
GlobalSCAPE, Inc.
GSB
– –
-250
Closed -$2K
NKLAW
2905
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
– –
-100
Closed -$3K
VAL
2906
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-659
Closed –
FSCT
2907
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-400,787
Closed -$8.5M
LM
2908
DELISTED
Legg Mason, Inc.
LM
– –
-3,727
Closed -$185K
TMUSR
2909
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-1,004
Closed –
BGG
2910
DELISTED
Briggs & Stratton Corp.
BGG
$0 ﹤0.01%
133
– –
HCR
2911
DELISTED
Hi-Crush Inc. Common Stock
HCR
$0 ﹤0.01%
3,726
+226
+6% +$37
PTLA
2912
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-219
Closed -$4K
IBKC
2913
DELISTED
IBERIABANK Corp
IBKC
– –
-47
Closed -$2K
LK
2914
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-531
Closed -$1K
SDRL
2915
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-1
Closed –
MLNX
2916
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-128
Closed –
QHC
2917
DELISTED
Quorum Health Corporation
QHC
– –
-72
Closed –
MFGP
2918
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
154
+34
+28% +$136
CRC
2919
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
486
– –
CIZ
2920
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
– –
-83
Closed -$2K
NLSN
2921
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
+8
New +$120
FBC
2922
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-44
Closed -$1K
KNL
2923
DELISTED
Knoll, Inc.
KNL
– –
-39
Closed –
IBTX
2924
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-20
Closed -$1K
AAWW
2925
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-25
Closed -$1K
114 115 116
117
118

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.